Applicability of Regulation to the Operation of MTFs or OTFs in Canada [CSA Staff Notice 21-322 ] Read more about Applicability of Regulation to the Operation of MTFs or OTFs in Canada [CSA Staff Notice 21-322 ]
Markets in Financial Instruments Directive (MiFID II) – Share Trading Obligation and its Application to Canadian Securities [CSA Notice 21-321] Read more about Markets in Financial Instruments Directive (MiFID II) – Share Trading Obligation and its Application to Canadian Securities [CSA Notice 21-321]
Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency [CSA Notice 21-320] Read more about Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency [CSA Notice 21-320]
Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada [CSA Notice 23-320] Read more about Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada [CSA Notice 23-320]
Joint CSA/IIROC Staff Notice 23-319 Internalization in the Canadian Market Read more about Joint CSA/IIROC Staff Notice 23-319 Internalization in the Canadian Market
Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment [CSA Staff Notice 24-316] Read more about Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment [CSA Staff Notice 24-316]
Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under NI 23-101 Trading Rules [CSA Notice 23-318] (Withdrawn) Read more about Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under NI 23-101 Trading Rules [CSA Notice 23-318] (Withdrawn)
Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets [CSA Notice 24-315] Read more about Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets [CSA Notice 24-315]
Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 [CSA Notice] Read more about Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 [CSA Notice]
