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Investor Cautions & Alerts

February 17, 2026
Enterprise2u

Known regulator alerts/cautions: Autorite des Marches Financiers, British Columbia Securities…

Caution
May 14, 2025
SwissGateVC

Caution
March 14, 2025
HSP

Caution
March 14, 2025
CanCap-App / CanCapV2 / CanCap / CanCentra / Immediate Flectinium

Known regulator alerts/cautions: Alberta Securities Commission, New Brunswick Financial and…

Caution
March 13, 2025
Stanford Markets / Standford-M / Stanford Market

Known regulator alerts/cautions: Ontario Securities Commission, British Columbia Securities…

Caution
February 27, 2025
Grayscale-Group

Known regulator alerts/cautions: British Columbia Securities Commission, Financial and Consumer…

Caution
February 27, 2025
Exons Group

Caution
January 16, 2025
Buygoldca.com

Caution
December 30, 2024
Tycoon Securities / Tycoon / Tycoon Securities’s

Associated with: Tycoon Securities Group Ltd.

Caution
November 5, 2024
SMT Capital/SMT Capital Limited/SMT Capital Ltd./SMT Capital Trading

Known regulator alerts/cautions: Ontario Securities Commission, Alberta Securities Commission…

Caution
November 4, 2024
HQTA

Known regulator alerts/cautions: Ontario Securities Commission, Albert Securities Commission

Caution
November 3, 2024
Aura Mergers & Acquisitions

Alert
August 8, 2024
FXT Trades/ FXT Trades Investment

Known regulator alerts/cautions: UK Financial Conduct Authority

Caution
July 25, 2024
Valiant Markets

Associated with: Allegiant Metals Group, Global Tech Holdings Ltd. Known regulator alerts/…

Caution

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Blog: Before You Invest

Blog: Before You Invest

According to the Canadian Anti-Fraud Centre, Canadians lost a reported $275 million to investment fraud in the first three-quarters of 2025. In Nova S...
A new take on pump and dumps, utilizing social media and messaging apps, is luring investors into some big-time losses. We’re talking about Ramp and D...
March is Fraud Prevention Month in Canada. Throughout the month, the Nova Scotia Securities Commission will be delivering fraud prevention content and...
You may have been hearing a lot about Stablecoins, also known as Value-Referenced Crypto Assets (VRCAs), lately. Countries across the globe have been ...
“Our next number under the F is F7. And our fraud prevention tip is, Low risk and high returns do not go hand in hand.” “FRAUD!” “It looks like we hav...
The most romantic day of the year arrives later this week, as Valentine’s Day is almost upon us. If you’re looking for love, and online is one of the ...
A new year means a new semester. New classes. New students. New teachers. And with that comes new opportunities.Throughout the fall term in 2025, staf...
Our latest regulatory review looks at all regulatory releases and notices issued by the Nova Scotia Securities Commission and the Canadian Securities ...
The Nova Scotia Securities Commission is excited to announce that we will be partnering with the Halifax Central Library to deliver more investor educ...
In a throwback to look at some basic investments, we’ve been asked to go over Guaranteed Investment Certificates (GICs).You may have heard the term GI...
The calendar has flipped over to a new year, so Canadians will begin to think about their annual tax return. For Canadians that invest there are a few...
Client Relationship Model Phase 3 (CRM3) came into effect on January 1, 2026, which means investors will see a difference in investment cost reporting...
The principal mandate of the Nova Scotia Securities Commission (NSSC) is to protect Nova Scotia investors. One of the ways we do that is by issuing in...
There will be no Before You Invest blog post this week or next Wednesday as we take a short break for the holidays and the New Year.Happy Holidays and...
It was another busy year for the Nova Scotia Securities Commission Investor Education office in 2025. We published over 45 new blog posts and over 35 ...
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