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Rules

11-102
Passport System [Rule 11-102]
11-103
Failure-to-file Cease Trade Orders in Multiple Jurisdictions [MI 11-103]
11-201
Electronic Delivery of Documents [NP]
11-202
Process for Prospectus Reviews in Multiple Jurisdictions
11-203
Process for Exemptive Relief Applications in Multiple Jurisdictions [NP 11-203]
11-205
Process for Designation of Credit Rating Organization in Multiple Jurisdictions
11-206
Process for Cease to be a Reporting Issuer Applications [NP]
11-207
Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions [NP 11-207]
11-305
Withdrawal of CSA Notice 42-301 and 52-302
11-309
Withdrawal of CSA Notices
11-310
Withdrawal of CSA Notices
11-312
CSA Staff Notice 11-312 (Revised) National Numbering System
11-312
National Numbering System (Revised)
11-313
Withdrawal of Notices and Policies
11-314
Update of CSA Instruments
11-316
Withdrawn [CSA Notice 11-316]
11-318
Guidance for Cease Trade Order Database Users
11-319
CSA Notice 11-319 - Withdrawn (See CSA Notice 11-341)
11-320
Notice of Local Amendments - Nova Scotia and Yukon
11-322
CSA Notice 11-322 - Withdrawn (See CSA Notice 11-341)
11-323
Withdrawal of Notices and Policies
11-324
Withdrawn [CSA Notice 11-324]
11-326
Cyber Security
11-327
CSA Notice 11-327 - Withdrawn (See CSA Notice 11-341)
11-328
Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon
11-329
Withdrawal of Notices and Revocation of Omnibus/Blanket Orders
11-330
Notice of Local Amendments – Alberta, Manitoba, New Brunswick, Nova Scotia, Québec, Ontario and Saskatchewan
11-332
Cyber Security [CSA Notice 11-332]
11-333
Withdrawal of Notices [CSA Notice 11-333]
11-334
Notice of Local Amendments and Changes in Certain Jurisdictions [CSA Notice 11-334]
11-335
Notice of Local Amendments and Changes in Certain Jurisdictions [CSA Notice 11-335]
11-336
Summary of CSA Roundtable on Response to Cyber Security Incidents [CSA Notice 11-336]
11-337
Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick [CSA Notice 11-337]
11-338
CSA Market Disruption Coordination Plan [CSA Notice 11-388]
11-339
Notice of Local Changes in Alberta [CSA Notice 11-339]
11-340
CSA Staff Notice Extension of Comment Period for CSA Staff Notice 23-323 Trading Fee Rebate Pilot Study Comment period ended Mar. 1/19.
11-341
Withdrawal of Staff Notices [CSA Notice 11-341]
11-342
Notice of Local Amendments and Changes in Certain Jurisdictions [CSA Notice 11-342]
11-343
CSA Staff Notice and Request for Comment 11-343 Proposal to Establish a CSA Investor Advisory Panel Comment Period Ends Feb 1, 2022
11-344
Notice of Local Amendments in Certain Jurisdictions [CSA Staff Notice 11-344]
11-345
CSA Staff Notice 11-345 Extension of Comment Period for CSA Consultation Paper 43-401 Consultation on NI 43-101 Standards of Disclosure for Mineral Projects
11-346
CSA Staff Notice 11-346 Withdrawal of Staff Notices
11-348
CSA Staff Notice and Consultation 11-348 Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets. Comment period ends March 31, 2025
11-406
CSA Multilateral Discussion Paper 11-406 - CSA Financial Innovation Hub Introduces Collaboratory and Data Portability Test
11-501
Secondment Arrangement
11-502
Amendments to the General Securities Rule
11-503
Amendments to the Fee Schedules in the General Securities Rules
11-504
Amendments to the Fees Schedules in the General Securities Rules
11-505
Schedule 1- Fees in the General Securities Rules
11-506
Rule 11-506
11-507
Amendments to the Fees Schedules in the General Securities Rules
11-508
11-508: Amendments to the fee schedule
11-509
Rule 11-509 Amendments to the Fee Schedules in the General Securities Rules
11-510
Rule 11-510 - Amendments to the General Securities Rules
11-510
Rule 11-510 - Amendments to the General Securities Rules
11-601
Routine Access Policy for Nova Scotia Securities Commission
11-701
Amendments to National Policy 11-201
11-704
Repeal of NP 12-201 and NP 43-201
11-705
NSSC Notice 11-705
11-706
Rule 11-502 Amendments to the General Securities Rules
11-707
Rule 11-503 Amendments to the Fees Schedules in the General Securities Rules
11-708
Amendments to the Fees Schedules in the General Securities Rules
11-709
Amendments to Companion Policies and CSA Staff Notices
11-710
Rule 11-507 AMENDMENTS TO THE FEES SCHEDULES N THE GENERAL SECURITIES RULES
11-712
Notice of Amendments (11-712)
11-713
Abridgement Notice re: Rule 11-103 [Notice 11-713]
11-714
RULE 11-508 (AMENDMENT) AMENDMENTS TO THE FEES SCHEDULES IN THE GENERAL SECURITIES RULES [NSSC Notice 11-714]
11-715
NSSC Notice 11-715 - Rule 45-106 Amendment Prospectus Exemptions
11-716
NSSC Notice 11-716 - Rule 11-509 (Amendment) Amendments to the Fees Schedules in General Securities Rules
12-202
Revocation of a Compliance-Related Cease Trade Order [NP]
12-203
Cease Trade Orders for Continuous Disclosure Defaults [NP]
12-307
Withdrawn [CSA Notice 12-307]
12-501
Management Cease Trade Orders Under NP 12-203 Cease Trade Orders for Continuous Disclosure Default
12-502
Assignment Order
13-101
System for Electronic Document Analysis and Retrieval (SEDAR)
13-102
System Fees for SEDAR and NRD [MI 13-102]
13-103
Proposed National Systems Renewal Program Rule [NI 13-103]
13-305
SEDAR Changes for MRRS for Prospectuses & AIFs
13-315
CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2025
13-318
Changes to www.SEDAR.com
13-319
SEDAR Filer Manual Update
13-320
Implementation of Multilateral Instrument 13-102 System Fees for SEDAR and NRD and Related Consequential Amendments to CSA National Systems Rules
13-321
Update on new service provider for the operation of the CSA National Systems and implementation of Related Consequential Amendments to CSA National Systems Rules
13-322
Service Transition Cutover Date for Information Management Services and Implementation of Related Consequential Amendments to CSA National Systems Rules
13-323
Frequently Asked Questions About Making Exempt Market Offering and Disclosure Filings on SEDAR [CSA Notice]
13-501
Community Economic-Development Corporations Regulations [BO 13-501]
13-502
Rule 13-102 System Fees for SEDAR and NRD
13-503
System Fees for SEDAR and NRD (revoked effective Jan. 13/14)
13-504
Rule 13-102 and Transitional Relief Complying with Consequential Amendments to NI 13-101, 31-102 & 55-102
13-930
Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval + [BO 13-930]
13-931
CSA Notice regarding the SEDAR+ launch date and Coordinated Blanket Order 13-931 Exemptions from certain filing requirements in connection with the deferred launch of the System for Electronic Data Analysis and Retrieval +
13-932
CSA Notice regarding Coordinated Blanket Order 13-932 Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval +
13-933
CSA Notice regarding Coordinated Blanket Order 13-933 Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients
14-101
CSA Notice and Request for Comment Proposed Amendments to National Instrument 14-101 Definitions and Consequential Amendments. Comment period ends July 21, 2021
14-101
Definitions [Rule 14-101]
14-102
Amendments to NI 14-101 Definitions
14-501
Local Definitions
14-502
Rule 14-502 Civil Liability for Secondary Market Disclosure
14-701
Notice re: Civil Liability for Secondary Market Disclosure
15-501
General Rules of Practice and Procedure
15-501 BO
Blanket Order relating to Appointments of Examiners
15-502
The Issuance of a Summons or a Notice to Produce Documents and Things
15-503
BO 15-503 - Sanction Payment Status Report

21-101
Marketplace Operations [Rule 21-101]
21-304
CSA Notice 21-304 - Withdrawn (See CSA Notice 11-341)
21-306
CSA Notice 21-306 - Withdrawn (See CSA Notice 11-341)
21-315
Request for Comment - Next Steps in Regulation and Transparency of the Fixed Income Market. Comment period ends Nov. 1, 2015
21-316
Information Processor for Corporate Debt Securities [CSA Notice]
21-317
Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market [CSA Notice]
21-318
Information Processor for Corporate Debt Securities [CSA Notice]
21-319
Data Fees Methodology [CSA Notice 21-319]
21-320
Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency [CSA Notice 21-320]
21-321
Markets in Financial Instruments Directive (MiFID II) – Share Trading Obligation and its Application to Canadian Securities [CSA Notice 21-321]
21-322
Applicability of Regulation to the Operation of MTFs or OTFs in Canada [CSA Staff Notice 21-322 ]
21-323
Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to NI 21-101.
21-324
Information Processor for Exchange-Traded Securities other than Options [CSA Notice 21-324] (Withdrawn)
21-325
Follow-up on Marketplace Systems Incidents [CSA Notice 21-325]
21-326
Guidance for Reporting Material Systems Incidents [CSA Staff Notice 21-326]
21-327
Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets [CSA Notice 21-327]
21-328
CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
21-329
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements
21-330
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-330 Guidance for Crypto-Trading Platforms: Requirements relating to Advertising, Marketing and Social Media Use
21-331
CSA Staff Notice 21-331 Information Processor for Exchange-Traded Securities other than Options
21-332
CSA Staff Notice 21-332 Crypto Asset Trading Platforms: Pre-Registration Undertakings Changes to Enhance Canadian Investor Protection
21-333
CSA Staff Notice 21-333 Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with Clients
21-334
CSA Staff Notice 21-334 Next Steps to Facilitate Access to Real-time Market Data
21-402
Joint CSA/IIROC Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms. Comment period ended May 15, 2019
21-403
CSA Consultation Paper 21-403 Access to Real-Time Market Data. Comment Period Ends Feb. 10, 2023
21-502
Revocation of Blanket Order No. 21-501
23-101
Trading Rules
23-102
Use of Client Brokerage Commissions [Rule 23-102]
23-103
Electronic Trading and Direct Electronic Access to Marketplaces
23-301
CSA Notice 23-301 - Withdrawn (See CSA Notice 11-341)
23-302
CSA Notice 23-302 - Withdrawn (See CSA Notice 11-341)
23-303
Update on Concept Paper 23-403 Best Execution and Soft Dollar Arrangements
23-304
CSA Notice 23-304 - Withdrawn (See CSA Notice 11-341)
23-306
CSA Notice 23-306 - Withdrawn (See CSA Notice 11-341)
23-309
Frequently Asked Questions About the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of NI 23-101
23-311
Regulatory Approach to Dark Liquidity in the Canadian Market
23-313
Blanket Orders Exempting Marketplace Participants from certain provisions of NI 23-103
23-314
Frequently Asked Questions about NI 23-103
23-315
CSA Staff Notice 25-315 2025 Annual Activities Report on the Oversight of the Canadian Investment Regulatory Organization and the Canadian Investor Protection Fund
23-316
Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules [CSA Notice]
23-317
Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 [CSA Notice]
23-318
Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under NI 23-101 Trading Rules [CSA Notice 23-318] (Withdrawn)
23-319
Joint CSA/IIROC Staff Notice 23-319 Internalization in the Canadian Market
23-320
Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada [CSA Notice 23-320]
23-321
Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019 [CSA Notice 23-321]
23-322
Trading Fee Rebate Pilot Study [CSA Notice 23-322] (Withdrawn)
23-323
CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study. Comment period extended to March 1, 2019.
23-324
Order Protection Rule: Market Share Threshold for the period April 1, 2019 to March 31, 2020 [CSA Notice 23-324]
23-325
CSA Notice 23-325 Trading Fee Rebate Pilot Study
23-326
Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021 [CSA Notice 23-326]
23-327
Joint CSA/IIROC Staff Notice 23-327 Update on Internalization within the Canadian Equity Market
23-328
CSA Staff Notice 23-328 Order Protection Rule: Market Share Threshold for the Period April 1, 2021 to March 31, 2022
23-329
Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada Comment Period Ends March 8, 2023
23-331
CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets. Comment period ends December 4, 2023
23-332
CSA/CIRO Staff Notice 23-332 Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada
23-333
CSA Staff Notice 23-333 Order Protection Rule: Market Share Threshold Effective as of April 1, 2024
23-334
CSA Staff Notice 23-334 Proposed Amendments to NI 23-101 Trading Rules and Proposed Changes to CP 23-101 Trading Rules. Comment period ends July 2, 2025
23-404
CSA/IIROC Consultation Paper - Dark Pools, Dark Orders, and Other Developments in Market Structure in Canada
23-405
Dark Liquidity in the Canadian Market
23-406
Joint CSA/IIROC Consultation Paper 23-406 - Internalization within the Canadian Equity Market - Comment period ended May 13, 2019
23-503
Exemption from Certain Requirements of Part 6 of NI 23-101 [BO 23-503]
23-701
Recognition of the Investment Industry Regulatory Organization of Canada (IIROC) Notice of Approval
23-702
Notice of Consent to MFDA Co-operative Agreement
24-101
CSA Staff Notice 24-319 Regarding National Instrument 24-101 Institutional Trade Matching and Settlement – Update and Staff Recommendation
24-101
Institutional Trade Matching and Settlement [Rule 24-101]
24-102
Rule 24-102 Clearing Agency Requirements
24-301
Responses to Comments on Discussion Paper 24-401 on Straight through Processing and Proposed NI 24-10
24-302
Entitlement payments to The Canadian Depository for Securities Limited (CDS)
24-303
CSA SRO Oversight Project - Review of Oversight of Self-Regulatory Organizations and Market Infrastructures Entities
24-304
CSA-Industry Working Group on National Instrument 24-101 Industrial Trade Matching and Settlement
24-305
Frequently Asked Questions about NI 21-101 INSTITUTIONAL TRADE MATCHING AND SETTLEMENT and Related Companion Policy
24-306
NI 24-101 - INSTITUTIONAL TRADE MATCHING SETTLEMENT - EXCEPTION REPORTING
24-309
Publication of Clearing Agency Requirements in Ontario, Quebec and Manitoba
24-310
CSA Notice 24-310 Status Update: Clearing Agency Requirements (Withdrawn)
24-312
CSA Notice 24-312: Preparing for the Implementation of T+2 Settlement
24-314
Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms [CSA Notice]
24-315
Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets [CSA Notice 24-315]
24-316
Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment [CSA Staff Notice 24-316]
24-317
Notice of Relief from Certain Filing Provisions under NI 24-101 Institutional Trade Matching and Settlement [CSA Notice 24-317]
24-318
CSA Staff Notice 24-318 Preparing for the Implementation of T+1 Settlement
24-502
Revocation of BO 24-501
24-503
Relief from Certain Reporting Requirements Under NI 24-101 Institutional Trade Matching and Settlement [BO 24-503 - Variation]
24-930
CSA Notice Regarding Coordinated Blanket Order 24-930 Exemption from certain filing requirements of NI 24-101 Institutional Trade Matching and Settlement
25-101
Designated Rating Organizations [Rule 25-101]
25-102
CSA Notice of Amendments to MI 25-102 Designated Benchmarks and Benchmark Administrators and Changes to CP 25-102 Designated Benchmarks and Benchmark Administrators
25-102
Multilateral Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy [CSA Notice 25-102]
25-201
Guidance for Proxy Advisory Firms [NP]
25-301
Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms
25-302
CSA Staff Notice 25-302 Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks
25-303
CSA Staff Notice 25-303 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
25-304
CSA Staff Notice and Request for Comment 25-304 Application for Recognition of New Self-Regulatory Organization. Comment period ends June 27, 2022
25-305
CSA Staff Notice and Request for Comment 25-305 Application for Approval of the New Investor Protection Fund. Comment Period Ends June 27, 2022
25-306
CSA Staff Notice 25-306 Activist Short Selling Update
25-307
CSA Staff Notice of Approval 25-307 Recognition of New Self-Regulatory Organization of Canada
25-308
CSA Staff Notice of Approval 25-308 Approval and Acceptance of Canadian Investor Protection Fund
25-309
CSA Staff Notice 25-309 Matter Relating to Cessation of CDOR and Expected Cessation of Bankers' Acceptances
25-310
CSA Staff Notice 25-310 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
25-311
CSA Staff Notice 25-311 2023 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investment Protection Fund
25-314
CSA Notice and Request for Comment 25-314 Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice. Comment period ends Sept. 29, 2025
25-402
CSA Consultation Paper 25-402 Consultation on the Self-Regulatory Organization Framework. Comment Period Ends Oct 23, 2020
25-403
CSA Consultation Paper 25-403 Activist Short Selling. Comment period ends March 3, 2021
25-404
CSA Position Paper 25-404 - New Self-Regulatory Organization Framework
25-501
Temporary Relief for Regulated Entities [BO 25-501]

13-315
CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2026
31-101
Revoked [Rule 31-101]
31-102
National Registration Database [Rule 31-102]
31-103
Registration Requirements and Exemptions [Rule 31-103]
31-202
Multilateral Policy 31-202 Registration Requirement for Investment Fund Managers
31-313
Withdrawn
31-314
Withdrawn
31-315
Withdrawn
31-317
Reporting Obligations Related to Terrorist Financing (Replaced by CSA Notice 31-352) (Withdrawn)
31-323
Guidance Relating to the Registration Obligations of Mortgage Investment Entities [CSA Notice 31-323]
31-324
Withdrawn
31-325
Marketing Practices of Portfolio Managers
31-326
Withdrawn
31-327
Withdrawn
31-328
Withdrawn
31-329
Withdrawn
31-330
Withdrawn
31-331
Withdrawn
31-332
Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers
31-333
Withdrawn
31-334
CSA Review of Relationship Disclosure Practices
31-335
Withdrawn
31-336
Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
31-337
Withdrawn
31-338
Guidance on Dispute Resolution Services Client Disclosure for Registered Dealers and Advisers that are not members of a Self-Regulatory Organization
31-339
CSA Notice 31-339 - Withdrawn (See CSA Notice 11-341)
31-341
CSA Notice 31-341 - Withdrawn (See CSA Notice 11-341)
31-342
Guidance for Portfolio Managers Regarding Online Advice
31-343
Conflicts of interest in distributing securities of related or connected issuers
31-344
OBSI Joint Regulators Committee Annual Report for 2015 [CSA Notice]
31-345
Cost Disclosure, Performance Reporting and Client Statements – Frequently Asked Questions and Additional Guidance [CSA Notice]
31-346
Guidance as to the Scope of the International Dealer Exemption in relation to Foreign-Currency Fixed Income Offerings by Canadian Issuers [CSA Notice 31-346]
31-347
Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members [CSA Notice 31-347]
31-348
OBSI Joint Regulators Committee Annual Report for 2016 [CSA Notice 31-348]
31-349
Change to Standard Form Reports for Close Supervision and Strict Supervision Terms and Conditions [CSA Notice 31-349]
31-350
Guidance on Small Firms Compliance and Regulatory Obligations [CSA Notice 31-350]
31-351
Joint CSA Staff Notice 31-351, IIROC Notice 17-0229, MFDA Bulletin #0736-M Complying with requirements regarding the Ombudsman for Banking Services and Investments
31-352
Monthly Suppression of Terrorism and Canadian Sanctions Reporting Obligations
31-353
OBSI Joint Regulators Committee Annual Report for 2017 [CSA Notice 31-353]
31-354
Suggested Practices for Engaging with Older or Vulnerable Clients [CSA Notice 31-354]
31-355
CSA Staff Notice 31-355 OBSI Joint Regulators Committee Annual Report for 2018
31-356
Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision [CSA Notice 31-356]
31-357
Blanket Orders/Class Orders in respect of Certain Client Focused Reforms Provisions of NI 31-103 [CSA Notice 31-357]
31-358
Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments. Comment period ends Sept. 30, 2020. [CSA Notice 31-358]
31-359
CSA Staff Notice 31-359 OBSI Joint Regulators Committee Annual Report for 2019
31-360
Blanket Orders/Class Orders in respect of Transitional Relief Related to the Deferred Sales Charge Option in respect of Client Focused Reforms Enhanced Conflicts of Interest and Client First Suitability Provisions of NI 31-103 [CSA Notice 31-360]
31-361
CSA Staff Notice 31-361 OBSI Joint Regulators Committee Annual Report for 2020
31-361
CSA Staff Notice 31-361 OBSI Joint Regulators Committee Annual Report for 2021
31-363
Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance
31-364
CSA Staff Notice 31-364 OBSI Joint Regulators Committee Annual Report for 2022
31-367
CSA Multilateral Staff Notice 31-367 Notice and Consultation Regarding CSA Coordinated Blanket Order 31-930 Exemption to Allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities Under a Prospectus
31-368
Joint CSA/CIRO Staff Notice 31-368 Client Focused Reforms: Review of Registrants' Know You Client, Know Your Product and Suitability Determination Practices and Additional Guidance
31-369
Joint CSA and CIRO Staff Notice 31-369 Guidance on the Application of Securities Legislation to Finfluencer Activity
31-501
Revoked [Rule 31-501]
31-502
Revoked [Rule 31-502]
31-503
No longer relevant - See Rule 31-801 for amendment to section 27 of the General Securities Rules
31-505
BO 31-505 (Amendment) Contingency Trust Fund Requirements
31-506
Revocation of BO 12, 40, 52, 31-501, 31-504, 32-501, 33-501, 33-502 and Section 126 of the Act [BO 31-506]
31-507
Revoked
31-510
Revoked
31-514
Expired Dec. 31/10 [BO 31-514]
31-516
Expired on Sept. 28, 2011 [BO 31-516]
31-517
Expired Sept. 28, 2011 [BO 31-517]
31-521
Revoked
31-522
Revoked
31-523
Expired Dec. 31/13 [BO 31-523]
31-524
Expired Dec. 31/13 [BO 31-524]
31-525
Revoked
31-526
Expired May 1, 2014 [BO 31-526]
31-527
Expired July 10/15 [BO 31-527]
31-528
Expired March 26/14 [BO 31-528]
31-529
Expired on Jan. 19, 2015 [BO 31-529]
31-530
Relief from Certain CRM2 Requirements Prescribed by National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations for MFDA Members
31-531
BO 31-531 Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments
31-533
Exemptions from Certain CRM2 Provisions of NI 31-103
31-534
Revocation of Blanket Orders 31-507, 31-510, 31-521, 31-522 and 31-525 [BO 31-534]
31-535
Temporary Relief for Registrants [BO 31-535]
31-536
Client Focused Reforms regarding Conflict of Interest Provisions of NI 31-103 [BO 31-536]
31-537
Client Focused Reforms Relationship Disclosure Information Provisions of NI 31-103 [BO 31-537]
31-538
Temporary Exemption from Certain Reporting Requirements for Registrants During the Period June 2 to September 30, 2020 [BO 31-538]
31-539
Transitional Relief in Respect of Client Focused Reforms Regarding Enhanced Conflicts on Interest and Client First Suitability Provisions of NI 31-103 [BO 31-539]
31-703
Policy Statement 2.2 Non-Resident Domestic Advisers and Rule 31-101 National Registration System
31-704
Rule 31-103 and Nova Scotia Consequential Amendments
31-801
Implementing National Instrument 31-103 Registration Requirements and Exemptions
31-930
CSA Notice Regarding Coordinated Blanket Order 31-930 Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus
32-301
Omnibus/Blanket Orders Exempting Certain U.S. Broker-Dealers and U.S. Advisers from the Requirement to Register in Respect of Trades and Advice for U.S. Resident Clients
32-502
BO 32-502:Exemption from the Dealer Registration and Advisor Requirement for Trades & Advice for U.S. Resident Clients
33-102
Revoked
33-105
Underwriting Conflicts
33-109
Registration Information
33-305
CSA Notice 33-305 - Withdrawn (See CSA Notice 11-341)
33-315
Suitability Obligation and Know Your Product
33-316
Status Report on Consultation under CSA Consultation Paper 33-403: The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients
33-317
Next Steps in the CSA’s Work to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients [CSA Notice]
33-318
Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives [CSA Notice 33-318]
33-319
Status Report on CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients [CSA Notice 33-319]
33-320
The Requirement for True and Complete Applications for Registration [CSA Notice 33-320]
33-404
Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients [Consultation Paper]
33-702
Rule 33-109 Registration Information
33-703
Policy Statement No. 2.3 Dual Licensing Under the Securities Act and the Insurance Act
34-202
Withdrawn
35-101
Conditional Exemption from Registration for United States Broker-Dealers and Agents

41-101
Prospectus Disclosure Requirements [Rule 41-101]
41-201
Income Trust and other Indirect Offerings [NP 41-201]
41-305
Share Structure Issues - Initial Public Offerings [CSA Notice]
41-306
IFRS Transition - Prospectus Issues [CSA Notice]
41-307
CSA Staff Notice 41-307 (Revised) Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering
41-307
Prospectus Guidance - Concerns regarding an issuer's financial condition & sufficiency of proceeds from a prospectus offering [CSA Notice]
41-502
Revocation of BO 49, 44-801 and 45-514 [BO 41-502]
41-503
Revocation of BO 41-501 and 44-501 [BO 41-503]
41-701
NP 41-201 Income Trusts and Other Indirect Offerings [NSSC Notice 41-701]
41-930
Exemptions from Certain Prospectus and Disclosure Requirements [BO 41-930]
42-303
Prospectus Requirements [CSA Notice 42-303]
43-101
Standards of Disclosure for Mineral Projects [Rule 43-101]
43-302
FAQs on NI 43-101 Standards of Disclosure for Mineral Projects [CSA Notice 43-302]
43-306
Technical Reports filed for Prospectus Offerings [CSA Notice 43-306]
43-308
Professional Associations under NI 43-101 CSA Notice 43-308]
43-309
Review of Website Investor Presentations by Mining Issuers [CSA Notice 43-309]
43-310
CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers)
43-310 (revised)
CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) [revised]
43-311
CSA Staff Notice 43-311 Review of Mineral Resource Estimates in Technical Reports
44-101
Short Form Prospectus Distributions [Rule 44-101]
44-102
Shelf Distributions [Rule 44-102]
44-103
Post Receipt Pricing [Rule 44-103]
44-301
FAQs regarding the New Prospectus Rules [CSA Notice 44-301]
44-304
LINKED NOTES DISTRIBUTED UNDER SHELF PROSPECTUS SYSTEM [CSA Notice 44-304]
44-305
2015 Update – Structured Notes Distributed Under the Shelf Prospectus System [CSA Notice 44-305]
44-306
Blanket Orders Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements [CSA Notice 44-306]
44-502
Exempting issuers whose securities are listed on the Alpha Venture Plus Marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation [BO 44-502]
44-503
Exempting issuers whose securities are listed on the Alpha Main marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation [BO 44-503]
44-504
Aequitas NEO Exchange Inc. [BO 44-504]
44-505
Exemption From Certain Prospectus Requirements for Canadian Well-Known Seasoned Issuers [BO 44-505]
45-101
Revoked [Rule 45-101]
45-102
Resale of Securities [Rule 45-102]
45-106
Prospectus Exemptions [Rule 45-106]
45-107
Listing Representation and Statutory Rights of Action Disclosure Exemptions [Rule 45-107]
45-108
Crowdfunding [Rule 45-108]
45-110
Start-up Crowdfunding Registration and Prospectus Exemptions [NI 45-110]
45-111
CSA Multilateral Notice and Request for Comment Proposed MI 45-111 Self-certified Investor Prospectus Exemption and Proposed CP 45-111 Self-certified Investor Prospectus Exemption and Comment period end Jan 5, 2026
45-301
Implementation of MI 45-102 Resale of Securities [CSA Notice 45-301]
45-304
Notice of Local Exemptions related to NI 45-106 and NI 31-103 (Revised)[CSA Notice 45-304]
45-307
Regulatory Developments Regarding Securitization [CSA Notice 45-307]
45-308 (Revised)
Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 [CSA Notice 45-308 (Revised)]
45-308 (revised)
Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 [CSA Notice 45-308 (revised)]
45-309
Guidance for Preparing and filing an Offering Memorandum under NI 45-106 [CSA Notice 45-309]
45-310
Update on CSA Consultation Note 45-101 Review of Minimum amount and Accredited Investor Exemptions [CSA Notice 45-310]
45-311
CSA Notice 45-311 - Withdrawn (See CSA Notice 11-341)
45-312
Proposed Prospectus Exemption for Distributions to Existing Security Holders.[CSA Notice 45-312]
45-313
Prospectus Exemption for Distributions to Existing Security Holders [CSA Notice 45-313]
45-314 (Revised)
Consolidated List of Current CSA Exempt Market Initiatives [CSA Notice 45-314 (Revised)]
45-316
Start-up Crowdfunding Registration & Prospectus Exemptions [CSA Notice 45-316]
45-317
Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions [CSA Notice 45-317]
45-319
Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions [CSA Notice 45-319]
45-320
CSA Notice 45-320 - Withdrawn (See CSA Notice 11-341)
45-323
Update on Use of the Rights Offering Exemption in NI 45-106 Prospectus Exemptions [CSA Notice 45-323]
45-324
Update on the Start-up Crowdfunding Registration and Prospectus Exemptions [CSA Notice 45-324]
45-325
Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts [CSA Notice 45-325]
45-326
Update on: Amendments to NI 45- and NI 31-103 and Changes to Companion Policy 45-106CP and Companion Policy 31-103CP relating to Syndicated Mortgages [CSA Notice 45-326]
45-328
CSA Staff Notice 45-328 Update on Amendments relating to Syndicated Mortgages: (Wiuthdrawn)
45-329
CSA Staff Notice 45-329 Guidance for using the start-up crowdfunding registration and prospectus exemptions
45-330
CSA Staff Notice 45-330 (Revised) Frequently Asked Questions about the Listed Issuer Financing Exemption
45-330
CSA Staff Notice 45-330 Frequently Asked Questions about the Listed Issuer Financing Exemption
45-401
Review of Minimum Amount and Accredited Investor Exemptions - Public Consultation [CSA Consultation Note 45-401]
45-501
Statutory Liability for Misrepresentations in an Offering Memorandum under Certain Exemptions from the Prospectus Requirement [Rule 45-501]
45-504
Revocation of BO 20 and BO 27(Revised) [BO 45-504]
45-505
Revocation of BO 45-501 and BO 45-501 (Addendum] [BO 45-505]
45-507
Registration and Prospectus Exemptions for Certain Capital Accumulation Plans [BO 45-507]
45-508
Revocation of Blanket Order Nos. 13, 38, 44 and 45-503 [BO 45-508]
45-509
Trades in Warrants to Acquire Certain Debt Securities [BO 45-509]
45-516
Revocation of Blanket Order Nos. 10, 11, 46, 45-511, 45-512 and 45-513 [BO 45-516]
45-517
Revocation of Blanket Order Nos. 45-510, 45-515 and 45-801 [BO 45-517]
45-518
Specifications Regarding Certain Offering Documents Under Rule 45-106 [BO 45-518]
45-519
Expired on Dec. 21, 2014 [BO 45-519]
45-520
Confidentiality of Schedule 1 to Form 45-106F1 [BO 45-520]
45-521
CEDIFs and NSSC Policy 45-601 [BO 45-521]
45-523
CEDIFs and Promotional Materials [BO 45-523]
45-524
Start-up Crowdfunding Registration & Prospectus Exemptions [BO 45-524]
45-525 (Variation)
Exemption from Prospectus Requirement for Certain Trades to Existing Security Holders [BO 45-525 (Variation)]
45-526
Expired on May 24, 2016 [BO 45-526]
45-527
Exemptions from Certain Requirements in Form 45 106FI Report of Exempt Distribution [BO 45-527]
45-528
In the matter of relief from the prospectus and registration requirements for certain syndicated mortgages [BO 45-528]
45-601
Community Economic Development Funds (CEDIFs) [NSSC Policy 45-601]
45-704
Rule 45-102 Resale of Securities [NSSC Notice 45-704]
45-705
NI 45-106 Capital Raising Exemption Monitoring Program [NSSC Notice 45-705]
45-706
Community Economic-Development Corporations Regulations [NSSC Notice 45-706]
45-707
Repeal of Notice Nos. 29 and 45-703 [NSSC Notice 45-707]
45-709
CSA Notices 45-302 and 45-305 [NSSC Notice 45-709]
45-710
Rule 45-501 Statutory Liability for Misrepresentations in an Offering Memorandum under Certain Exemptions from the Prospectus Requirement [NSSC Notice 45-710]
45-711
Rule 45-501 and BO 45-520 [Notice 45-711]
45-712
Notice and Request for Comment - NSSC Policy 45-601 CEDIFs [NSSC Notice 45-712]
45-713
Rule 45-501 [Notice 45-713]
45-714
CEDIFs and NSSC Policy 45-601 [NSSC Notice 45-714]
45-716
Request for Comment on Proposed Amendments to NI 45-106 relating to the Offering Memorandum [NSSC Notice 45-716]
45-717
Electronic Delivery of Private Offering Memoranda to the Director [NSSC Notice 45-717]
45-718
Prospectus and Registration exemptions relating to certain syndicated mortgages in Nova Scotia
45-801
Implementing NI 45-106 Prospectus and Registration Exemptions [Rule 45-801]
45-930
Prospectus Exemption for New Reporting Issuers [BO 45-930]
45-933
Exemption from the Investment Limit under the Offering Memorandum Prospectus Exemption to Exclude Reinvestment Amounts [BO 45-933]
45-935
CSA Notice Regarding Coordinated Blanket Order Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption
46-201
Escrow for Initial Public Offerings [NP 46-201]
46-301
Proposal for Uniform Terms of Escrow Applicable to Initial Public Distributions [CSA Notice 46-301]
46-303
Principal Protected Notes [CSA Notice 46-303]
46-304
Update on Principal Protected Notes [CSA Notice 46-304]
46-305
Second Update on Principal Protected Notes (PPNs) [CSA Notice 46-305]
46-306
Third Update on Prinicpal Protected Notes [CSA Notice 46-306]
46-307
Cryptocurrency Offerings [CSA Notice 46-307]
46-308
Securities Law Implications for Offerings of Tokens [CSA Staff Notice 46-308]
46-309
Bail-in Debt [CSA Notice 46-309]
47-201
Trading Securities Using Internet and Other Electronic Means [NP 47-201]

51-101
Standards of Disclosure for Oil and Gas Activities [Rule 51-101]
51-102
Continuous Disclosure Obligations [Rule 51-102]
51-105
Issuers Quoted in the U.S. Over-The-Counter Markets [Rule 51-105]
51-107
CSA Notice and Request for Comment Proposed NI 51-107 Disclosure of Climate-related Matters Comment period extended to Feb 16, 2022
51-201
Disclosure Standards [NP 51-201]
51-304
Report on Staff’s Review of Executive Compensation Disclosure [CSA Notice 51-304]
51-308
Filing of Management's Discussion and Analysis and NI 51-102 [CSA Notice 51-308]
51-309
Acceptance of Certain Foreign Professional Boards as a "Professional Organization" under NI 51-101 [CSA Notice 51-309]
51-310
Report on staff's Continuous Disclosure Review of Income Trust Issuers [CSA Notice 51-310]
51-311
Frequently Asked Questions regarding NI 51-102 [CSA Notice 51-311]
51-312
Harmonized Continuous Disclosure Review Program [CSA Notice 51-312]
51-314
Retirement Benefits Disclosure [CSA Notice 51-314]
51-319
Report on Staff's Second Continuous Disclosure Review of Income Trust Issuers [CSA Notice 51-319]
51-320
Options Backdating [CSA Notice 51-320]
51-322
Reporting Issuer Defaults [CSA Notice 51-322]
51-323
XBRL filing program and request for volunteers [CSA Notice 51-323]
51-324
Revised Glossary to NI 51-101 [CSA Notice 51-324]
51-324 (revised)
CSA Staff Notice 51-324 (Revised) Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
51-325
Status of Proposed Repeal and substitution of Form 51-102F6 [CSA Notice 51-325]
51-327
Revised Guidance On Oil and Gas Disclosure [CSA Notice 51-327]
51-328
Continuous Disclosure Considerations Related to Current Economic Conditions [CSA Notice 51-328]
51-330
Guidance Regarding the Application of Forward-looking Information Requirements under NI 51-102 [CSA Notice 51-330]
51-331
Report on Staff's Review of Executive Compensation Disclosure [CSA Notice 51-331]
51-332
Withdrawn [CSA Notice 51-332]
51-333
Environmental Reporting Guidance [CSA Notice 51-333]
51-334
Withdrawn [CSA Notice 51-334]
51-336
Issuers Using Mass Advertising [CSA Notice 51-336]
51-337
Withdrawn [CSA Notice 51-337]
51-338
Continuous Disclosure and Prospectus Requirements Relating to Documents Prepared Under the U.S. Securities and Exchange Act of 1934 (CSA Notice51-338)
51-339
Continuous Disclosure Review Program Activites for the fiscal year ended March 31, 2013 ( CSA Notice 51-339)
51-340
Update on proposed NI 51-103 Ongoing Governance and Disclosures Requirements for Venture Issuers (CSA Notice 51-340)
51-341
Continuous Disclosure Review 2014 [CSA Notice 51-341]
51-342
Staff Review of Issuers Entering Into Medical Marijuana Business Opportunities [CSA Notice 51-342]
51-343
Venture Issuers with Securities Listed on the Bolsa de Santiago, Venture Market [CSA Notice 51-343]
51-344
Continuous Disclosure Review Program Activities for the fiscal year ended March 31/15 [CSA Notice 51-344]
51-345
Disclosure of Abandonment and Reclamation Costs in NI 51-101 [CSA Notice 51-345]
51-346
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2016 [CSA Notice 51-346]
51-348
Staff’s Review of Social Media Used by Reporting Issuers [CSA Notice 51-348]
51-350
Extension of Consultation Period CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers [CSA Notice 51-350]
51-351
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017 [CSA Notice 51-351]
51-352
Issuers with U.S. Marijuana-Related Activities [CSA Notice 51-352]
51-353
Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers [CSA Notice 51-353]
51-354
Report on Climate change-related Disclosure Project [CSA Notice 51-354]
51-355
Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2018 and March 31, 2017 [CSA Notice 51-355]
51-356
Problematic Promotional Activities by Issuers [CSA Notice 51-356]
51-357
Staff Review of Reporting Issuers in the Cannabis Industry [CSA Notice 51-357]
51-358
Reporting of Climate Change-related Risks [CSA Notice 51-358]
51-359
Corporate Governance Related Disclosure Expectations for Reporting Issuers in the Cannabis Industry [CSA Notice 51-359]
51-360
CSA Staff Notice 51-360 Frequently Asked Questions Regarding Filing Extension Relief Granted by way of a Blanket Order in Response to COVID-19
51-360
Frequently Asked Questions Regarding Filing Extension Relief Granted by Way of a Blanket Order in Response to Covid-19 [CSA Notice 51-360] (Withdrawn)
51-361
Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019 [CSA 51-361]
51-362
CSA Staff Notice 51-362 Staff Review of COVID-19 Disclosures and Guide for Disclosure Improvements
51-363
CSA Staff Notice 51-363 Observations on Disclosure by Crypto Assets Reporting Issuers
51-364
CSA Staff Notice 51-364 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2022 and March 31, 2021
51-365
CSA Staff Notice 51-365 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2024 and March 31, 2023
51-366
CSA Staff Notice 51-366 Regulatory Concerns with Certain Asset or Business Acquisitions
51-403
Tailoring Venture Issuer Regulation [CSA Consultation Paper 51-403]
51-404
Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers.(Withdrawn)
51-405
Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends March 9, 2020.
51-501
Rule 51-102 Continuous Disclosure Obligations [BO 51-501]
51-502
Venture Issuers Traded on Certain Foreign Markets [BO 51-502]
51-504
CEDC Regulations and Continuous Disclosure Obligations [BO 51-504]
51-505
Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service [BO 51-505]
51-506
Revoked [BO 51-506]
51-507
Venture Issuers Traded on the Santiago Stock Exchange, Venture Market [BO 51-507]
51-508
Exemptions from Multilateral Instrument 51-105 [BO 51-508]
51-509
Temporary Relief from Certain Corporate Finance Requirements [BO 51-509]
51-510
Temporary Relief for Community Economic-Development Corporations [BO 51-510]
51-511
Temporary Exemptions from Certain Requirements to file or send Securityholder Materials [BO 51-511]
51-512
Temporary Exemption from Certain Corporate Finance Requirements During the Period June 2 to August 31, 2020 [BO 51-512]
51-513
Temporary Exemption from Certain Corporate Finance Requirements for Community Economic-Development Corporations During the Period June 2 to August 31, 2020 [BO 51-513]
51-601
Reporting Issuers List [NSSC Policy 51-601]
51-701
Rule 51-101 and National Policy Statement No. 2-B [Notice 51-701]
51-702
Rule 51-102 and Amendments to National Policy Statement Nos. 31 and 51 [Notice 51-702]
51-703
Amendments to Rule 51-102, Rule 71-102 and NP #3 Unacceptable Auditors [Notice 51-703]
51-801
Implementing NI 51-102 Continuous Disclosure Obligations [Rule 51-801]
51-930
CSA Coordinated Blanket Order 51-930 Exempting Reporting Issuers Incorporated under the Canada Business Corporations Act from the Director Election Form of Proxy Requirement
51-931
CSA Notice BO 51-931Temporary Exemption from requirements in NI 51-102 Continuous Disclosure Requirements and NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to send certain proxy-related materials during a postal strike
51-932
CSA Notice regarding Coordinated Blanket Order 51-932 Temporary Exemption from Requirements in NI 51-102 Continuous Disclosure Obligations and NI 54-101 Communication with Beneficial Owners of Securities...
51-933
CSA Notice of Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers
51-933
CSA Notice of Publication and Request for Comment Proposed Coordinated Blanket Order 51-933 Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers. Comment period ends Dec 22,2025
52-107
Acceptable Accounting Principles and Auditing Standards [Rule 52-107]
52-108
Auditor Oversight [Rule 52-108]
52-109
Certification of Disclosure in Issuers' Annual and Interim Filings [Rule 52-109]
52-110
Audit Committees [Rule 52-110]
52-112
Rule 52-112 Non-GAAP and Other Financial Measures Disclosure
52-306
Non-GAAP Financial Measure [CSA Notice 52-306]
52-307
Auditor Oversight and Financial Statements accompanied by an Audit Report dated on or after March 30, 2003 [CSA Notice 52-307]
52-308
Status of Proposed Instrument regarding reporting on Internal Control over Financial Reporting [CSA Notice 52-308]
52-310
Proposed Timing of Proposed MI 52-111 and Companion Policy 52-111CP [CSA Notice 52-310]
52-312
Audit Committee Compliance Review [CSA Notice 52-312]
52-313
Status of Proposed MI 52-111 and Proposed Amended and Restated MI 52-109 [CSA Notice 52-313]
52-315
Certification Compliance Review [CSA Notice 52-315]
52-317
Timing of Proposed NI 52-109 [CSA Notice 52-317]
52-320
Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards [CSA Notice 52-320]
52-321
Early Adoption of International Financial Reporting Standards [CSA Notice 52-321]
52-322
Status of Proposed Repeal and Replacement of MI 52-109 (Withdrawn by CSA Notice of NI 52-109 and Repeal of MI 52-109 effective Dec. 15, 2018) [CSA Notice 52-322]
52-323
Coming into force of NI 52-109 and Consequential Policy Amendments [CSA Notice 52-323]
52-324
Issues relating to changeover to International Financial Reporting Standards [CSA Notice 52-324]
52-325
Certification Compliance Review [CSA Notice 52-325]
52-326
IFRS Transition Disclosure Review [CSA Notice 52-326]
52-327
Certification Compliance Update [CSA Notice 52-327]
52-328
Disclosure about Accounting Policies in the Year of Changeover to International Financial Reporting Standards [CSA Notice 52-328]
52-329
Distribution Disclosures and Non-GAAP Financial Measures in the Real Estate Industry [CSA Notice 52-329]
52-330
Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence [CSA Notice 52-330]
52-403
Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions. Comment period ended June 24/17
52-404
Approach to Director and Audit Committee Member Independence [Consultation Paper 52-404] Comment period ends Jan. 25/17
52-502
Revocation of BO 52-501 [BO 52-502]
52-503
Relief from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure in Connection with OSFI Guidelines [BO 52-503]
52-701
Rule 52-107 and NP 27 and NP 50 [Notice 52-701]
52-702
IFRS Transition Disclosure [Notice 52-702]
52-801
Implementing NI 52-107 [Rule 52-801]
54-101
Communication with Beneficial Owners of Securities of a Reporting Issuer [Rule 54-101]
54-301
Frequently Asked Questions about NI 54-101 [CSA Notice 54-301]
54-302
Update on CSA Consultation Paper 54-401 Review of the Proxy Voting Infrastructure [CSA Notice 54-302]
54-303
Progress Report on Review of the Proxy Voting Infrastructure [CSA Notice 54-303] (Withdrawn)
54-304
Final Report on Review of the Proxy Voting Infrastructure & Request for Comments on Proposed Meeting Vote Reconciliation Protocols [CSA Notice 54-304] (Withdrawn)
54-305
Meeting Vote Reconciliation Protocols [CSA Notice 54-305]
54-401
Review of the Proxy Voting Infrastructure [Consultation Paper 54-401]
54-501
Rule 54-102 Interim Financial Statement and Report Exemption [BO 54-501]
54-701
Repeal of National Policy Statement No. 41 [Notice 54-701]
55-102
System for Electronic Disclosure by Insiders (SEDI) [Rule 55-102]
55-104
Insider Reporting Requirements and Exemptions [Rule 55-104]
55-308
Questions on Insider Reporting [CSA Notice 55-308]
55-310
Questions and Answers on SEDI [CSA Notice 55-310]
55-312
Insider Reporting Guidelines for Certain Derivatives Transactions (Equity Monetization) (Revised)[CSA Notice 55-312]
55-315
Frequently Asked Questions about NI 55-104 [CSA Notice 55-315]
55-316
Questions and Answers on Insider Reporting and the System for Electronic Disclosure by Insiders (SEDI) [CSA Notice 55-316]
55-317
CSA Staff Notice 55-317 Automatic Securities Disposition Plans
55-501
Revocation of Blanket Order 45 [BO 55-501]
55-801
Implementing NI 55-104 Insider Reporting Requirements and Exemptions [Rule 55-801]
57-301
Failing to file Financial Statements on Time - Management Cease Trade Reports [CSA Notice 57-301]
57-303
Frequently Asked Questions regarding Management Cease Trade Orders issued as a consequence of a failure to file financial statements [CSA Notice 57-303]
58-101
Disclosure of Corporate Governance Practices [Rule 58-101]
58-201
Corporate Governance Guidelines [NP 58-201]
58-305
Status Report on the Proposed changes to the Corporate Governance Regime [CSA Notice 58-305]
58-306
Corporate Governance Disclosure Compliance Review - 2010 [CSA Notice 58-306]
58-307
Staff Review of Women on Boards and in Executive Officer Positions - Compliance with NI 58-101 [CSA Notice 58-307]
58-308
Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 [CSA Notice 58-308]
58-309
Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices [CSA Notice 58-309]
58-310
Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions [CSA Notice 58-310]
58-311
Report on Fifth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions [CSA Notice 58-311]
58-312
CSA Multilateral Staff Notice 58-312 Report on Sixth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions
58-313
CSA Multilateral Staff Notice 58-313 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year Seven Report
58-314
CSA Multilateral Staff Notice 58-314 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 8 Report
58-315
CSA Staff Notice 58-315 Extension of Comment Period. Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of NI 58-101 Disclosure of Corporate Governance Practices and Proposed Changes to NP 58-201 Corporate Governance Guidelines
58-316
CSA Multilateral Staff Notice 58-316 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 9 Report
58-317
CSA Multilateral Staff Notice 58-317 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions

81-101
CSA Notice of Amendments Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
81-101
Mutual Fund Prospectus Disclosure Rule [Rule 81-101]
81-102
Investment Funds [Rule 81-102]
81-104
Alternative Mutual Funds [Rule 81-104]
81-105
Mutual Fund Sales Practices [Rule 81-105]
81-106
Investment Fund Continuous Disclosure [Rule 81-106]
81-107
Independent Review Committee for Investment Funds [Rule 81-107]
81-313
Status Report on Consultation under CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees [CSA Notice 81-313]
81-314
Withdrawn [CSA Notice 81-314]
81-316
Hedge Funds [CSA Notice 81-316]
81-317
Frequently Asked Questions on NI 81-107 Independent Review Committee for Investment Funds [CSA Notice 81-317]
81-318
Request for comment - Framework 81-406 Point of sale disclosure for mutual funds and segregated funds. Comment Period ended December 23, 2008.
81-319
Withdrawn [CSA Notice 81-319]
81-320
CSA Notice 81-320 - Withdrawn (See CSA Notice 11-341)
81-321
Withdrawn [CSA Notice 81-321]
81-322
CSA Staff Notice 81-322 - Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions
81-322
Withdrawn [CSA Notice 81-322]
81-324
Notice and Request for comment Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts. Comment period ended March 12, 2014
81-325
CSA Notice 81-325 - Withdrawn (See CSA Notice 11-341)
81-326
CSA Notice 81-326 - Withdrawn (See CSA Notice 11-341)
81-327
Next Steps in the CSA's Examination of Mutual Fund Fees [CSA Notice]
81-328
Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of NI 81-102 [CSA Notice 81-328]
81-329
Reducing Regulatory Burden for Investment Fund Issuers [CSA Staff Notice 81-329]
81-330
Status Report on Consultation on Embedded Commissions and Next Steps [CSA Notice 81-330]
81-331
Investment Funds Investing in Bail-in Debt [CSA Notice 81-331]
81-333
CSA Staff Notice 81-333 Guidance on Effective Liquidity Risk Management for Investment Funds
81-334
CSA Staff Notice 81-334 (Revised) ESG-Related Investment Fund Disclosure
81-334
CSA Staff Notice 81-334: ESG-Related Investment Fund Disclosure
81-335
CSA Staff Notice 81-335 Investment Fund Settlement Cycles
81-336
Canadian Securities Administrators Staff Notice 81-336 Guidance on Crypto Asset Investment Funds that are Reporting Issuers
81-338
CSA Staff Notice 81-338 Guidance on the Use of Discretion under the CSA Investment Risk Classification Methodology
81-407
CSA Discussion Paper & Request for Comment 81-407 Mutual Funds Fees
81-408
Consultation on the Option of Discontinuing Embedded Commissions [CSA Consultation Paper 81-408]
81-409
CSA Consultation Paper 81-409 Enhancing Exchange-Traded Fund Regulation: Proposed Approaches and Discussion. Comment period ends October 31, 2025
81-501
BO 81-501 - Rule 81-106 - Investment Fund Continuous Disclosure
81-503
NI 81-102 and Certain MFDA Members, Commingling of Funds
81-504
Exemption from Prescribed Form of Mutual Fund Audit Reports in NI 81-102 [BO 81-504]
81-505
Temporary Relief for Investment Funds [BO 81-505]
81-506
A TEMPORARY EXEMPTION FROM BORROWING LIMIT TO ACCOMMODATE REDEMPTION REQUESTS OF MUTUAL FUNDS INVESTING IN FIXED INCOME SECURITIES [BO 81-506]
81-507
Extension of Certain Filing, Delivery, and Prospectus Renewal Requirements of Investments Funds with Deadlines During the Period June 2 to September 30, 2020 [BO 81-507]
81-508
Exemptions from National Instrument 81-104 Alternative Mutual Funds [BO 81-508]
81-509
Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commission and Clients Transfers [BO 81-509]
81-701
Rule 81-101, Rule 81-102 and National Policy Statement Nos. 34, 36 and 39
81-702
Rule 81-106 - Investment Fund Continuous Disclosure and National Policy Statement Nos. 27, 31, 50 and 51
81-703
NI 81-101 Mutual Fund Prospectus Disclosure and NI 41-101 General Prospectus Requirements
81-801
Implementing NI 81-106 Investment Fund Continuous Disclosure
81-802
Implementing NI 81-107 Independent Review Committee for Investment Funds
81-930
CSA Notice regarding Coordinated Blanket Order 81-930 Exemptions from Certain Repurchase Transactions Requirements for Investment Funds [BO 81-930]

91-101
Derivatives: Product Determination [Rule 91-101]
91-102
Prohibition of Binary Options [Rule 91-102]
91-301
Model Provincial Rules – Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting [Consultation Paper 91-301]
91-302
Updated Model Rules – Derivatives Product Determination and Trade Repositories and Derivatives Data Reporting [CSA Notice 91-302]
91-303
Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives [CSA Notice 91-303]
91-304
Model Provincial Rule - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [CSA Notice 91-304]
91-305
Frequently Asked Questions relating to MI 91-101 and MI 96-101 [CSA Notice 91-305]
91-402
Derivatives: Trade Repositories [Consultation Paper 91-402]
91-403
Derivatives: Surveillance and Enforcement [Consultation Paper 91-403]
91-404
Derivatives: Segregation and Portability in OTC Derivatives Clearing [Consultation Paper 91-404]
91-405
Derivatives: End-User Exemption [Consultation Paper 91-405]
91-406
Derivatives: OTC Central Counterparty Clearing [Consultation Paper 91-406]
91-407
Derivatives: Registration [Consultation Paper 91-407]
91-501
Over the Counter Trades in Derivatives [BO 91-501]
91-502
Designating over-the-counter derivatives to be securities [DO 91-502]
91-701
Guidance on BO 91-501 [NSSC Notice 91-701]
91-702
Proposed Consequential Amendments to Certain National Instruments and Policies related to Derivatives Regulation in Nova Scotia [NSSC Notice 91-702]
92-401
Derivatives Trading Facilities [Consultation Paper 92-401]
93-101
Multilateral Instrument 93-101 Derivatives: Business Conduct & Companion Policy 93-101CP
93-102
Request for Comment Proposed NI 93-102 Derivatives: Registration and Proposed Related Companion Policy [CSA Notice]
93-301
Derivatives Business Conduct Rule – No Overlap with Derivatives Registration Rule Comment Period [CSA Notice 93-301]
93-930
Temporary exemptions for derivatives firms from certain obligations when transacting with certain investment funds and for senior derivatives managers from certain reporting obligation [BO 93-930]
94-101
Mandatory Central Counterparty Clearing of Derivatives [Rule 94-101]
94-102
Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [Rule 94-102]
94-301
Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing [CSA Notice 94-301]
94-302
Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [CSA Staff Notice 94-302]
94-303
Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to NI 94-101 [CSA Notice 94-303]
94-304
CSA Notice 94-304 Frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency
94-501
Relief from Certain Counterparties from Mandatory Clearing under NI 94-101 [BO 94-501]
94-502
Relief for Certain Counterparties from Mandatory Clearing under NI 94-101 [BO 94-502]
94-503
Exempting regulated clearing agencies from the frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency [BO 94-503]
95-301
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives [CSA Notice 95-301]
95-302
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives [CSA Notice 95-302]
95-401
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives [Consultation Paper 94-501] Comment period ended Sept. 6/16.
96-101
Trade Repositories and Derivatives Data Reporting [Rule 96-101]
96-301
Matters Related to the Coming Into Force of MI 91-101 Derivatives: Product Determination and MI 96-101 Trade Repositories and Derivatives Data Reporting [CSA Notice 96-301]
96-302
Variation, amendment, or revocation and replacement of Blanket Order Relief from Certain Derivatives Data Reporting Requirements under Multilateral Instrument 96-101
96-306
CSA Staff Notice 96-306 Coordinated Blanket Order 96-933 Re Temporary Exemptions from Derivatives Data Reporting Requirements relating to the Unique Product Identifier for Commodity Derivatives
96-307
CSA Staff Notice 96-307 (Revised) Frequently Asked Questions about Derivatives Trade Reporting
96-307
CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting
96-308
CSA Staff Notice 96-308 Derivatives Trade Reporting Notice of Significant Error of Omission
96-501
Relief from Certain Derivatives Reporting Requirements [BO 96-501(Amendment)]
96-502
Exemption from Derivatives Reporting Requirements in MI 96-101 for Certain Derivatives Reported to Certain Data Centres [BO 96-502]
96-503
Exemption from Certain Derivative Reporting Requirements under MI 96-101 for Certain Financially-Settled Electricity-Based Derivatives [BO 96-503]
96-504
Relief from Certain Requirements to Publicly Disseminate Data under MI 96-101 [BO 96-504]
96-930
Exemption from derivatives reporting requirements in Multilateral Instrument 96‐ 101 Trade Repositories and Derivatives Data Reporting for certain derivatives data relating to U.S. dollar London interbank offered rate [BO 96-930]
96-931
Exemption from derivatives reporting requirements in Multilateral Instrument 960191 Trade Repositories and Derivative Data Reporting for certain derivatives relating to Canadian dollar offered rate [BO 96-931]
96-932
Temporary Exemptions from Certain Derivatives Data Reporting Requirements [BO 96-932]
96-933
CSA Notice regarding Coordinated Blanket Order 96-933 Re Temporary Exemptions from Derivatives Data Reporting Requirements relating to the Unique Product Identifier for Commodity Derivatives
96-933
Temporary Exemptions from Derivatives Data Reporting Requirements relating to the Unique Product Identifier for Commodity Derivatives [BO 96-933]

1
BO 1 Grandfathering Provision
1.2
Local Policy 1.2 Strip Bonds
3
BO 3 Zero Coupon Strip Bonds - Registration and Prospectus Exemption
5
Notice 5 - Recognition of the Toronto Stock Exchange
6
Notice 6 - Applications for Exemption Orders
14-101
Rule 14-101 (Amendment) & Consequential Amendments
15
BO 15 Recognized Options Rationalization Order and Variations
16
BO 16 Commodity Futures Contracts and Options - Prospectus Exemption
23
BO 23 Director's Power to Determine Confidentiality of Filed Material
24
BO 24 Certain Certificates of Government Securities - Registration and Prospectus Exemption
27
Notice 27B An Application by a Registered Dealer or Registered Advisor for Acceptance of the Voluntary Surrender of Its Registration
29
BO 29 Prescription of a Company to be a Loan or Trust Company
32a
BO 32A Trades of Real Return Bond Strip Bonds - Registration and Prospectus Exemptions
37
BO 37 Statutory Arrangements - Exemption
42
Advertising of Securities on Radio or Television [NP 42]
47
BO 47 - Distribution of Mutual Funds Established for Employees of a Company and its Affiliates
51
BO 51 - Exemptive Relief Pending Adoption of National and Multilateral Instruments
63
Notice 63 National Policies
67
Notice 67 Exemptive Relief Pending Adoption of National and Multilateral Instruments
68
Notice 68 Prospectus Disclosure Rules 41-101, 44-101, 44-102 & 44-103 and Repeal of NP 12, 13, 32, 35, 44, 47
70
Notice 70 Publication Requirements
71
Notice 71 - Rule 71-101 The Multijurisdictional Disclosure System and NP45
72
Notice 72 - Rule 33-102 Regulation of Certain Registrant Activities and Policy Statement No. 2.1
73
Notice 73 - Rule 43-101 Standards of Disclosure for Mineral Projects and NP 2A
74
Notice 74 - NP 12-201, 46-201 and 51-201 and Repeal of NP 40
GSR-1
Annual Co-operative Report of Exempt Distributions
STAY UP TO DATE