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Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments. Comment period ends Sept. 30, 2020. [CSA Notice 31-358]

Document

CSA Notice 31-358. Comment period ends Sept. 30, 2020. (186.48 KB)

Rule

31-358

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Rule Category

3 - Registration, Compliance and Related Matters

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No

Document Type

CSA Notice

Out for Comment

Yes