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Memoranda of Understanding

Abu Dhabi Global Market Financial Services

Autorité des marchés financiers du Québec, Ontario Securities Commission, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

Australian Securities and Investments Commission (ASIC)

Autorité des marchés financiers du Québec, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission.

Canadian Investor Protection Fund

Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

Memorandum of Understanding regarding oversight of the Canadian Investor Protection Fund

Canadian Investment Regulatory Organization (CIRO)

Autorité des marchés financiers du Québec, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Office of the Superintendent of Securities, Digital Government and Service Newfoundland and Labrador, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

Memorandum of Understanding regarding oversight of the Canadian Investment Regulatory Organization (CIRO)

Canadian Securities Administrators

Respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities, among: Alberta Securities Commission (ASC); Autorité des marchés financiers (AMF); British Columbia Securities Commission (BCSC); Financial and Consumer Affairs Authority of Saskatchewan (FCAA); Financial and Consumer Services Commission (New Brunswick) (FCNB); The Manitoba Securities Commission (MSC); Nova Scotia Securities Commission (NSSC); and Ontario Securities Commission (OSC).

Financial Conduct Authority (FCA)

Autorité des marchés financiers du Québec, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

The Financial Supervisory Commission, Taiwan

Autorité des marchés financiers du Québec, Ontario Securities Commission, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

France Autorité des marchés financiers

Autorité des marchés financiers du Québec, Ontario Securities Commission, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

Co-operation Agreement regarding co-operation for innovation in the financial sector (Dec. 6, 2017)

Investment Industry Regulatory Organization of Canada

Autorité des marchés financiers du Québec, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Office of the Superintendent of Securities, Digital Government and Service Newfoundland and Labrador, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

Memorandum of Understanding regarding oversight of Investment Industry Organization of Canada

Monetary Authority of Singapore (MAS)

Autorité des marchés financiers du Québec, Ontario Securities Commission, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

Mutual Fund Dealers Association of Canada

Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

Memorandum of Understanding regarding oversight of the Mutual Fund Dealers Association of Canada

The New Self-Regulatory Organization of Canada

Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

Memorandum of Understanding regarding oversight of the new Self-Regulatory Organization of Canada

United States Commodity Futures Trading Commission (CFTC)

Concerning cooperation and the exchange of information related to the supervision of cross-border covered entities.

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