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General Rules

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Current Rules & Amendments

The General Securities Rules

Consolidated and updated as of April 6, 2015

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Recent Amendments

Amendments to the fees schedule in The General Securities Rules (updated March 3, 2025)

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Additional Rules

Conflict of Interest Rules

General Rules of Practice and Procedure Repealed and Replaced by Rule 15-501 on June 18, 2007

Historical Archives

The General Securities Rules (Updated as of April 1, 2013) The General Securities Rules (Updated as of December 13, 2011) The General Securities Rules (Updated as of April 1, 2011) The General Securities Rules (Updated as of January 1, 2011) The General Securities Rules (Updated on April 30, 2010) The General Securities Rules (Updated on September 28, 2009) The General Securities Rules (Updated on May 21, 2009) The General Securities Rules (Updated on May 12, 2008) The General Securities Rules (Updated on February 13, 2008) The General Securities Rules (Updated on January 12, 2007) The General Securities Rules (Updated on March 31, 2004)