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Understanding Regulations, Rules, Policies, Notices and Orders

The regulation of sales of securities in Nova Scotia is governed by Nova Scotia securities laws, which includes the Securities Act, regulations, rules, and orders.

Securities Act & Regulations

Laws made by the Government of Nova Scotia.

Rules

Laws made by the Commission.

Policies

Guidance on how the securities legislation is interpreted or applied by the Commission.

Notices

Announcement about a Commission initiative or position.

Orders

Evidence of a decision made by the Commission or a Director. An example is a cease trade order which advises the public and a company that certain securities of the company can no longer be sold.

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