Skip to main content

Bulletin: This is where your special notices will appear.

Call Toll-Free: 1-855-424-2499 | Follow us

Home
NSSC Fees
Contact Us

For Investors
File a Complaint

Enforcement Branch Online Form

Code of Conduct

NSSC Compliance

Cautions and Alerts

Investor Alert Database

Investor Cautions List
Investor Resources

Blog: Before You Invest

NovaCrypto Isn't Real

Investor Education Resources

Investor Education Videos

Investing Information for Seniors

Investing Information for Young Investors
Database Lookups

CEDIF Information

SEDAR+

SEDI - Insider Trading Reports

Cease Trade Orders Database
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Securities Law & Policy
Securities Act

Instruments, Rules, Policies, Blanket Orders & Notices

CEDC Regulations

Director's Decisions

Orders
Memoranda of Understanding

Abu Dhabi Global Market Financial Services

Australian Securities and Investments Commission (ASIC)

Canadian Investor Protection Fund
General Rules

The General Securities Rule

General Rules of Practice and Procedure

Amendments to the fees schedule in The General Securities Rules

Conflict of Interest Rules
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Registration & Compliance
Registration

Investment Fund Manager Requirements

Proficiency Requirements for Registration

Check Registration

NSSC Fees
CIRO

Canadian Investment Regulatory Organization (CIRO)

Delegation to CIRO of Registration Function for Investment Dealers and Mutual Fund Dealers - Frequently Asked Questions
Compliance

Exchanges, Alternative Trading Systems, Clearing Agencies Trade Repositories & Self-Regulatory Organizations

FRPA Registration Updates

Registered crypto asset trading platforms
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Issuer Regulation
Issuer List

CTO Database (SEDAR+)

Continuous Disclosure Obligations
CEDIFs

List of CEDIFs

Raising Capital in Nova Scotia for Small & Mid-Size Businesses

Filing Documents Electronically
Crowdfunding

Start-up Crowdfunding Exemption

Crowdfunding Exemption MI 45-108
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Enforcement Proceedings & Orders
Enforcement Proceedings

Orders (A-Z)
Upcoming

NSSC Events / Hearings Calendar
Sanctions

Sanction Payment Status Report

Automatic Reciprocation

Investment Cautions and Alerts
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Media Releases & Current Updates
Media Releases

Media Kit
Updates

NSSC Events / Hearings Calendar
Employment Opportunities

Employment Opportunities
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors

Corporate Finance
For Investors
Securities Law & Policy
Registration & Compliance
Issuer Regulation
Enforcement Proceedings & Orders
Media Releases & Current Updates
About the Commission
NSSC Code of Conduct

Investor Education Resources

Breadcrumb

Home /
For Investors /
Investor Education Resources

Navigation Path

Breadcrumb

Home /
For Investors /
Investor Education Resources

Section Menu

For Investors

For Investors

Investor Education Videos

Before You Invest Blog

Working with an adviser

Understanding investment fees

Seniors Guide

Investing Basics

Investments at a Glance

Protect Your Money

Understanding Mutual Funds

Working with an Adviser

Binary Options Fraud

Check Before You Invest

Financial Concerns Checklist

Investment Fraud Prevention Checklist

TCP Temp Holds Info Sheet

Boiler Room Scams

Investment Fraud on the Internet

Investments 101

Cryptocurrency Advisory

ICO Advisory

Initial Loan Procurements

Bond Rating Companies

Social Media and Online Trading

ESG Investing

Questions for Adviser

Sandwich Generation

Scam Artists Pursue Adults Over 50

Protecting Seniors

Financial Elder Abuse

Understanding Registration

Crypto Assets

Crypto Infographic

ICO Infographic

Types of Crowdfunding

Risks of Crowdfunding

Securities Law & Policy

Instruments, Rules & Policy Legislation NSSC Fees

Registration & Compliance

Registration Information & Forms Check Registration Compliance

Issuer Regulation

Issuer List CTO Database (SEDAR+) CEDIFs Continuous Disclosure Obligations Filing Documents Electronically

Enforcement Proceedings & Orders

Enforcement Proceedings Exemption Orders NSSC Events / Hearings Calendar

Media Releases & Current Updates

Media Releases Media Kit NSSC Events / Hearing Calendar Employment Opportunities

About The NSSC

Corporate Finance Branch Enforcement Branch Current Commissioners Policy And Market Regulation Branch Understanding Regulations, Rules, Policies, Notices and Orders The Commission Plans and Reports Nova Scotia Securities Commission Code of Conduct

Signup to our Newsletter

Home NSSC Fees NSSC Events / Hearings Calendar Contact Us

Follow us on social

Terms of Use Privacy Disclaimer

This page and all contents are Crown copyright @ 2014, Province of Nova Scotia. All Rights Reserved. Comments and/or questions about this website?

STAY UP TO DATE

Events and Hearings

Jun 18, 2026

Recognizing Financial Elder Abuse and Investment Fraud

See More

Media Releases

May 04, 2026

Regulators and audit leaders discuss audit quality and confidence in Canada’s financial reporting

Apr 30, 2026

CSA issues temporary exemptions from collection of certain personal registration information

Apr 28, 2026

CSA publishes Oversight Review Report of Canadian Investor Protection Fund

Apr 23, 2026

CSA announces adoption of final amendments to trading fee caps charged by marketplaces

Apr 21, 2026

Canada’s Joint Forum of Financial Market Regulators discuss retiree’s financial security at Annual Meeting in Montreal

See More

Out for Comment

April 9, 2026

CSA Notice and Request for Comment Proposed Amendment to NI 55-104 Insider Reporting Requirements and Exemptions Relating to Investment Funds and Certain Structured Product. Comment period ends June 8, 2026