Joint CSA/CIRO Staff Notice 31-368 Client Focused Reforms: Review of Registrants' Know You Client, Know Your Product and Suitability Determination Practices and Additional Guidance
Joint CSA/CIRO Staff Notice 31-368 Client Focused Reforms: Review of Registrants' Know You Client, Know Your Product and Suitability Determination Practices and Additional Guidance
Number: 31-368
Rule Category: 3 - Registration, Compliance and Related Matters