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Prospectus Exemptions [Rule 45-106]

4 - Distribution Requirements
Title
Form 45-106F9 (Word)
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption
Form 45-106F2 Offering Memorandum For Non-Qualifying Issuers
Rule 45-106 (Amendment) Prospectus Exemptions, and Amendements to NI 45-106 Prospectus Exemptions, and Changes to Companion Policy 45-106CP Prospectus Exemptions
Filing Agents
CSA Notice of Amendments to NI 45-106 Prospectus Exemptions and Changes to Companion Policy 45-160 CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
Form 45-106F3 Offering Memorandum for Qualifying Issuers
Rule 45-106 Amendment Prospectus Exemptions (Notice 11-715)
Reports of Exempt Distribution (please open this PDF for the link to CSA website for the fillable 45-106F1)
CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments
Form 45-106F14
Proposed Amendments to National Instrument 45-106 Prospectus Exemptions
NI 45-106 Consolidated Version (Oct. 5/18)
CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024
Form 45-106F15
Proposed changes to Companion Policy 45-106CP Prospectus Exemptions
Companion Policy to NI 45-106 Consolidated Version (Oct. 5/18)
Form 45-106F14 (Word)
CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption Comment period ends October 26, 2021
Notice of Amendments to NI 45-106 and NI 31-103 and Changes to 45-106CP and 31-103CP relating to Syndicated Mortgages

Historical

Title
Rule 45-106 (Amendment) relating to the Offering Memorandum Exemption
Consequential Amendments to 45-106 resulting from Rule 81-102 (Amendment)
Second Notice and Request for Comment Proposed Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages. Comment period ended May 14, 2019
Request for Comment Proposed Amendments to NI 45-106 relating to Reports of Exempt Distribution. Comment period ends Oct. 13/15.
Notice of IFRS - Related Amendments (NI 45-106)
NI 45-106 (Consolidation effective Oct. 29/16)
Notice of Amendments to NI 45-106 Relating to the Accredited Investor & Minimum Amount Investment Prospectus Exemptions
Rule 45-106 (Amendment) and Consequential Amendments relating to the Offering Memorandum Exemption
Companion Policy 45-106CP effective October 3, 2011
CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
Notice of Amendments to Rights Offerings to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Repeal of NI 45-101
Rule 45-106 (Amendment) Prospectus and Registration Exemptions
Companion Policy to 45-106 (Consolidation effective June 30/16)
Rule 45-106 (Amendment)
NI 45-106 (Consolidated as of Dec. 8, 2015)
Form 45-106F4 Risk Acknowledgement
Rule 45-106 (Amendment)
NI 45-106 Unofficial Consolidation as of April 13, 2012
Unofficial Consolidation of NI 45-106 and Companion Policy (effective April 1, 2017)
Rule 45-106 (Amendment)
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