Skip to main content

Bulletin: This is where your special notices will appear.

Call Toll-Free: 1-855-424-2499 |

Prospectus Disclosure Requirements [Rule 41-101]

4 - Distribution Requirements
Title
CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.
CSA Notice of Publication of Amendments and Changes to Implement as Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
Form 41-101F3 Information Required in a Scholarship Plan Prospectus Consolidated Version
Changes to Companion Policy 41-101 General Prospectus Requirements
Proposed changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements
Amendments to Rules 41‐101 Prospectus Disclosure Requirements, 44‐101 Short Form Prospectus Distributions, 44‐102 Shelf Distributions and 44‐103 Post‐Receipt Pricing (the Rule Amendments)
Companion Policy to NI 41-101 Consolidated Version
CSA Notice - Request for Comment Proposed Amendments Prospectus Requirements: NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure and Consequential Amendments & Consultation Paper Base Shelf Prospectus Model - Inv. Funds
Proposed Amendments to National Instrument 41-101 General Prospectus Requirements
CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024
Form 41-101F1 - Information Required in a Prospectus - Consolidated Version
CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022
CSA Notice and Request for Comment Proposed Changes to Companion Policy 41-101 CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements Comment period ends Oct. 11, 2021
CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25
NI 41-101 Consolidated Version
Changes to Companion Policy 41-101CP General Prospectus Requirements
Consequential Amendments to 41-101CP resulting from Rule 51-102(Amendment)
CSA Notice of Amendments to NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure, and Related Consequential Amendments and Changes. Modernization of the Prospectus Filing Model for Investment Funds
Form 41-101F2 Consolidated Version
CSA Notice of Changes to Companion Policy 41-101CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements

Historical

Title
Request for Comment - Proposed Amendments Related to the Recognition of Aequitas Neo Exchange Inc. Comment period ends Mar. 11/15.
Rule 41-101 (Amendment) and Consequential Amendments
Form 41-101F4
Consequential Amendments to Rule 41-101 as a result of Rule 52-108 (Repeal and Replacement) Auditor Oversight
Notice of Amendments - NI 41-101
Rule 41-101 (Amendment) and Consequential Amendments
Rule 41-101 (Amendment) and Related Amendments
Consequential Amendments to Rule 41-101 resulting from Rule 45-106 (Amendment)
Form 41-101F1 Unofficial Consolidation
CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
Form 41-101 F2 Consolidated version Dec 30, 2013
Notice of NI 41-101
Proposed Amendments to NI 41-101 (arising from NI 81-102)
NI 41-101 - Consolidated Version as at Aug. 13/13
Consequential Amendments to Rule 41-101 as a result of Rule 51-102(Amendment)
NI 41-101 Unofficial consolidation - as of May 6,2011 - for financial years beginnining on or after January 1, 2011
41-101-CP-Consolidated Version Aug. 13, 2013
NI 41-101 Prospectus Disclosure Requirements
Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery – CSA Notice of Amendments to NI 41-101, 41- 101CP and Related Consequential Amendments
Companion Policy 41-101CP - Changes Effective as at Aug. 13/13
STAY UP TO DATE