Warning: Nova Scotia Securities Commission warns of scammer impersonating NSSC staff

Call Toll-Free: 1-855-424-2499 |

Status Report on CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients [CSA Notice 33-319]

Navigation Path

Number: 33-319

Rule Category: 3 - Registration, Compliance and Related Matters

Status Report on CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients [CSA Notice 33-319]