Registration Information

3 - Registration, Compliance and Related Matters

Title
CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments
NI 33-109 Consolidated Version and CP May 31, 2013
Coordinated Blanket Order 33-930 Exemptions from Requirements to Submit Certain Personal Information Under NI 33-109 Registration Information
Consequential Amendments to 33-109 resulting from Rule 81-102 (Amendment)
Consequential Amendments to Rule 33-109 resulting from Rule 31-103 (Amendment)
Consequential Amendments to Rule 33-109 as result of Rule 31-103 (Amendment)
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 33-109 Registration Information and Changes to Companion Policy 33-109CP Registration Information. Comment period ends May 5, 2021
CSA Notice of Amendments to NI 33-109 Registration Information and Changes to the CP to NI 33-109 Registration Information

Title
Rule 33-109 (Amendment) Registration Information
Rule 33-109 (Repeal and Replacement) Registration Information
Rule 33-109 (Amendment) Registration Information
Consequential Amendments to NI 33-109 and Rule 31-103
Request for Comment - Proposed Amendments to NI 33-109, NI 31-101, NI 31-101CP and Related Forms. Comment period ends Oct. 5/16.
Notice of Amendments to NI 33-109, 33-109CP and NI 31-103, 31-103CP [Notice of Amendments]