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Orders (A-Z)
1 - Procedure and Related Matters
Passport System [Rule 11-102]
Failure-to-file Cease Trade Orders in Multiple Jurisdictions [MI 11-103]
Process for Exemptive Relief Applications in Multiple Jurisdictions [NP 11-203]
Process for Cease to be a Reporting Issuer Applications [NP]
Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions [NP 11-207]
Secondment Arrangement
Amendments to the General Securities Rule
Amendments to the Fee Schedules in the General Securities Rules
Amendments to the Fees Schedules in the General Securities Rules
Schedule 1- Fees in the General Securities Rules
Rule 11-506
Amendments to the Fees Schedules in the General Securities Rules
Revocation of a Compliance-Related Cease Trade Order [NP]
Cease Trade Orders for Continuous Disclosure Defaults [NP]
System for Electronic Document Analysis and Retrieval (SEDAR)
System Fees for SEDAR and NRD [MI 13-102]
Proposed National Systems Renewal Program Rule [NI 13-103]
Definitions [Rule 14-101]
Amendments to NI 14-101 Definitions
Local Definitions
Rule 14-502 Civil Liability for Secondary Market Disclosure
General Rules of Practice and Procedure
2 - Certain Capital Market Participants
Marketplace Operations [Rule 21-101]
Trading Rules
Use of Client Brokerage Commissions [Rule 23-102]
Electronic Trading and Direct Electronic Access to Marketplaces
Institutional Trade Matching and Settlement [Rule 24-101]
Rule 24-102 Clearing Agency Requirements
Designated Rating Organizations [Rule 25-101]
Guidance for Proxy Advisory Firms [NP]
3 - Registration, Compliance and Related Matters
Revoked [Rule 31-101]
National Registration Database [Rule 31-102]
Registration Requirements and Exemptions [Rule 31-103]
Monthly Suppression of Terrorism and Canadian Sanctions Reporting Obligations
Revoked [Rule 31-501]
Revoked [Rule 31-502]
No longer relevant - See Rule 31-801 for amendment to section 27 of the General Securities Rules
Implementing National Instrument 31-103 Registration Requirements and Exemptions
Revoked
Underwriting Conflicts
Registration Information
Conditional Exemption from Registration for United States Broker-Dealers and Agents
4 - Distribution Requirements
Prospectus Disclosure Requirements [Rule 41-101]
Income Trust and other Indirect Offerings [NP 41-201]
Standards of Disclosure for Mineral Projects [Rule 43-101]
Short Form Prospectus Distributions [Rule 44-101]
Shelf Distributions [Rule 44-102]
Post Receipt Pricing [Rule 44-103]
Revoked [Rule 45-101]
Resale of Securities [Rule 45-102]
Prospectus Exemptions [Rule 45-106]
Listing Representation and Statutory Rights of Action Disclosure Exemptions [Rule 45-107]
Crowdfunding [Rule 45-108]
Update on Use of the Rights Offering Exemption in NI 45-106 Prospectus Exemptions [CSA Notice 45-323]
Statutory Liability for Misrepresentations in an Offering Memorandum under Certain Exemptions from the Prospectus Requirement [Rule 45-501]
Start-up Crowdfunding Registration & Prospectus Exemptions [BO 45-524]
Implementing NI 45-106 Prospectus and Registration Exemptions [Rule 45-801]
Escrow for Initial Public Offerings [NP 46-201]
Trading Securities Using Internet and Other Electronic Means [NP 47-201]
5 - Ongoing Requirements for Issuers and Insiders
Standards of Disclosure for Oil and Gas Activities [Rule 51-101]
Continuous Disclosure Obligations [Rule 51-102]
Issuers Quoted in the U.S. Over-The-Counter Markets [Rule 51-105]
Issuers with U.S. Marijuana-Related Activities [CSA Notice 51-352]
Frequently Asked Questions Regarding Filing Extension Relief Granted by Way of a Blanket Order in Response to Covid-19 [CSA Notice 51-360] (Withdrawn)
Implementing NI 51-102 Continuous Disclosure Obligations [Rule 51-801]
Acceptable Accounting Principles and Auditing Standards [Rule 52-107]
Auditor Oversight [Rule 52-108]
Certification of Disclosure in Issuers' Annual and Interim Filings [Rule 52-109]
Audit Committees [Rule 52-110]
Implementing NI 52-107 [Rule 52-801]
Communication with Beneficial Owners of Securities of a Reporting Issuer [Rule 54-101]
System for Electronic Disclosure by Insiders (SEDI) [Rule 55-102]
Insider Reporting Requirements and Exemptions [Rule 55-104]
Implementing NI 55-104 Insider Reporting Requirements and Exemptions [Rule 55-801]
Disclosure of Corporate Governance Practices [Rule 58-101]
Staff Review of Women on Boards and in Executive Officer Positions - Compliance with NI 58-101 [CSA Notice 58-307]
Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 [CSA Notice 58-308]
Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices [CSA Notice 58-309]
6 - Take-Over Bids and Special Transactions
Rescinded [Rule 62-101]
REVOKED [Rule 62-102]
The Early Warning System and Related Take-Over Bid and Insider Reporting Issues [Rule 62-103]
Take-Over Bids and Issuer Bids [Rule 62-104]
Take-Over Bids and Issuer Bids [NP 62-203]
7 - Securities Transactions Outside the Jurisdiction
The Multijurisdictional Disclosure System [Rule 71-101]
Continuous Disclosure and Other Exemptions Relating to Foreign Issuers [Rule 71-102]
8 - Mutual Funds
Mutual Fund Prospectus Disclosure Rule [Rule 81-101]
Investment Funds [Rule 81-102]
Alternative Mutual Funds [Rule 81-104]
Mutual Fund Sales Practices [Rule 81-105]
Investment Fund Continuous Disclosure [Rule 81-106]
Independent Review Committee for Investment Funds [Rule 81-107]
Consultation on the Option of Discontinuing Embedded Commissions [CSA Consultation Paper 81-408]
Implementing NI 81-106 Investment Fund Continuous Disclosure
Implementing NI 81-107 Independent Review Committee for Investment Funds
9 - Derivatives
Derivatives: Product Determination [Rule 91-101]
Prohibition of Binary Options [Rule 91-102]
Frequently Asked Questions relating to MI 91-101 and MI 96-101 [CSA Notice 91-305]
Multilateral Instrument 93-101 Derivatives: Business Conduct & Companion Policy 93-101CP
Request for Comment Proposed NI 93-102 Derivatives: Registration and Proposed Related Companion Policy [CSA Notice]
Mandatory Central Counterparty Clearing of Derivatives [Rule 94-101]
Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [Rule 94-102]
Trade Repositories and Derivatives Data Reporting [Rule 96-101]
Relief from Certain Derivatives Reporting Requirements [BO 96-501(Amendment)]
Documents Under Old Numbering System
Annual Co-operative Report of Exempt Distributions