Skip to main content

Warning: Nova Scotia Securities Commission warns of scammer impersonating NSSC staff

Call Toll-Free: 1-855-424-2499 | Follow us

Home
NSSC Fees
Contact Us

For Investors
File a Complaint

Enforcement Branch Online Form

Code of Conduct

NSSC Compliance

Cautions and Alerts

Investor Alert Database

Investor Cautions List
Investor Resources

Blog: Before You Invest

NovaCrypto Isn't Real

Investor Education Resources

Investor Education Videos

Investing Information for Seniors

Investing Information for Young Investors
Database Lookups

CEDIF Information

SEDAR+

SEDI - Insider Trading Reports

Cease Trade Orders Database
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Securities Law & Policy
Securities Act

Instruments, Rules, Policies, Blanket Orders & Notices

CEDC Regulations

Director's Decisions

Orders
Memoranda of Understanding

Abu Dhabi Global Market Financial Services

Australian Securities and Investments Commission (ASIC)

Canadian Investor Protection Fund
General Rules

The General Securities Rule

General Rules of Practice and Procedure

Amendments to the fees schedule in The General Securities Rules

Conflict of Interest Rules
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Registration & Compliance
Registration

Investment Fund Manager Requirements

Proficiency Requirements for Registration

Check Registration

NSSC Fees
CIRO

Canadian Investment Regulatory Organization (CIRO)

Delegation to CIRO of Registration Function for Investment Dealers and Mutual Fund Dealers - Frequently Asked Questions
Compliance

Exchanges, Alternative Trading Systems, Clearing Agencies Trade Repositories & Self-Regulatory Organizations

FRPA Registration Updates

Registered crypto asset trading platforms
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Issuer Regulation
Issuer List

CTO Database (SEDAR+)

Continuous Disclosure Obligations
CEDIFs

List of CEDIFs

Raising Capital in Nova Scotia for Small & Mid-Size Businesses

Filing Documents Electronically
Crowdfunding

Start-up Crowdfunding Exemption

Crowdfunding Exemption MI 45-108
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Enforcement Proceedings & Orders
Enforcement Proceedings

Orders
Upcoming

NSSC Events / Hearings Calendar
Sanctions

Sanction Payment Status Report

Automatic Reciprocation

Investment Cautions and Alerts
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors
Media Releases & Current Updates
Media Releases

Media Kit
Updates

NSSC Events / Hearings Calendar
Employment Opportunities

Employment Opportunities
Popular Links

Blog: Before You Invest

Check Registration

File a Complaint

Investing Information for Young Investors

Corporate Finance
For Investors
Securities Law & Policy
Registration & Compliance
Issuer Regulation
Enforcement Proceedings & Orders
Media Releases & Current Updates
About the Commission
NSSC Code of Conduct

Klaren Capital, LLC

Breadcrumb

Home /
Klaren Capital, LLC

Navigation Path

Breadcrumb

Home /
Klaren Capital, LLC

Submitted by westerlytrev on Wed, 06/13/2018 - 15:56

Document

Klaren Capital, LLC (84.58 KB)

Securities Law & Policy

Instruments, Rules & Policy Legislation NSSC Fees

Registration & Compliance

Registration Information & Forms Check Registration Compliance

Issuer Regulation

Issuer List CTO Database (SEDAR+) CEDIFs Continuous Disclosure Obligations Filing Documents Electronically

Enforcement Proceedings & Orders

Enforcement Proceedings Exemption Orders NSSC Events / Hearings Calendar

Media Releases & Current Updates

Media Releases Media Kit NSSC Events / Hearing Calendar Employment Opportunities

About The NSSC

Corporate Finance Branch Enforcement Branch Current Commissioners Policy And Market Regulation Branch Understanding Regulations, Rules, Policies, Notices and Orders The Commission Plans and Reports Nova Scotia Securities Commission Code of Conduct

Signup to our Newsletter

Home NSSC Fees NSSC Events / Hearings Calendar Contact Us

Follow us on social

Terms of Use Privacy Disclaimer

This page and all contents are Crown copyright @ 2014, Province of Nova Scotia. All Rights Reserved. Comments and/or questions about this website?

STAY UP TO DATE

Events and Hearings

Nov 19, 2026

DIY Investing: Is It Right for You?

Dec 10, 2026

Protect Yourself From Investment Fraud

See More

Media Releases

Oct 08, 2026

Canadian securities regulators publish final amendments prohibiting chargebacks in investment fund distribution

Oct 06, 2026

CSA encourages informed investing and fraud prevention during Investor Education Month

Oct 01, 2026

CSA seeks comment on proposed information technology system integrity rule

Sep 17, 2026

CSA seeks comment on proposed amendments to investment fund repurchase transactions requirements

Sep 08, 2026

CSA report: Data portability holds promise for investment market, if regulators and industry address challenges

See More

CSA Notices

October 8, 2026

CSA Notice of Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities

Out for Comment

September 17, 2026

CSA Notice and Request for Comment Proposed Amendments to NI 81-102 Investment Funds Exemptions from Certain Repurchase Transactions Requirements for Investment Funds. Comment period ends Nov 16, 2026