At the Nova Scotia Securities Commission we talk about checking registration a lot. We write about it. We Tweet about it. We talk about in presentations over and over. Checking reg...
Earlier this week we received a call from a concerned investor who did not find her adviser when she went to check his registration. Was her adviser selling or advising on securiti...
When you’re choosing your investment adviser it should not be as simple as picking the first name that comes up in a Google search. You shouldn’t necessarily go with the first advi...
In our previous blogs posts we’ve tackled questions about what is a registered adviser, how to find the right adviser, what to do if you have problems with your adviser and how you...