NSSC Blog: Before You Invest

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Jun. 22, 2022

Why would an adviser need to place a temporary hold?

Two weeks ago, a blog post talked about trusted contact persons (TCP). The same amendments that allowed advisers to ask for and collect TCP information also allowed an adviser to p...

Jun. 15, 2022

World Elder Abuse Awareness Day

First observed by the United Nations in 2012, World Elder Abuse Awareness Day (WEAAD) recognizes that nearly every country across the globe will see a substantial growth in the num...

Jun. 8, 2022

Trusted Contact Person (TCP) – Did you assign one? Were you asked?

Do you have a trusted contact person (TCP)? At the end of last year new amendments to securities laws require advisers to ask their clients to name a TCP that the adviser can conta...

Jun. 1, 2022

June is Seniors Month

June is Seniors Month. Throughout the month we’ll be sharing investing content that is relevant for seniors, their families, and caregivers. On our website, all investor education ...

Why would an adviser need to place a temporary hold?

World Elder Abuse Awareness Day

Trusted Contact Person (TCP) – Did you assign one? Were you asked?

June is Seniors Month

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