Firm Application Registration Guidance
This section is designed to help guide new registrants through our rigorous registration process.
The better informed we are about your business before you register, the better we can allocate our resources to ensure we are fulfilling our mandate. It will also increase your ability to stay compliant with securities regulation.
Frequent Forms
Forms Related to the Registration of Individuals:
The following forms are required to be accessed and submitted electronically through the National Registration Database (NRD). These forms are provided to you for your convenience. To view the forms, you must have Adobe Acrobat installed.
How to become registered
Individual Registration
In order for individuals to be registered, they must first be sponsored by a firm that is registered with the NSSC. The steps below outline the initial registration process for firms.
NSSC Social Media Channels
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The Nova Scotia Securities Commission regulates activities involving securities and derivatives that occur in Nova Scotia or that involve Nova Scotian residents.