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Canadian Securities Regulators propose significant changes to the rights offering regime |
November 27, 2014 |
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Canadian Securities Administrators invite investors to get the Fund Facts during Financial Literacy Month |
November 4, 2014 |
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Investor Alert for Stratus Financial Group International |
November 4, 2014 |
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Investor Alert for Stratus Financial Group International |
November 4, 2014 |
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Investor Alert for Aura Mergers & Acquisitions |
November 3, 2014 |
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Commission Creates YouTube Videos for Financial Literacy Month |
November 3, 2014 |
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Settlement Agreement Approved for Unique CEDC Ltd. |
October 24, 2014 |
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Commission creates payment status report |
October 22, 2014 |
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Canadian Securities Regulators Finalize Rule Amendments Regarding Disclosure of Women on Boards and in Senior Management |
October 15, 2014 |
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Canadian securities regulators provide an update on early warning reporting system project |
October 10, 2014 |
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CSA warns Canadians: Dont buy into the hype when investing |
October 7, 2014 |
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Research underway by Canadian securities regulators into mutual fund fees |
September 19, 2014 |
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Canadian securities regulators move forward with harmonized regulatory approach for take-over bids in Canada |
September 11, 2014 |
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Settlement Agreement Approved for Glooscap Wind Field inc. |
September 10, 2014 |
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Cease Trade Order Extended for Michael A. Harrigan |
July 30, 2014 |
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Commission Issues Cease Trade Order |
July 22, 2014 |
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Commission Issues Cease Trade Order |
July 22, 2014 |
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CSA Results of Continuous Disclosure Reviews 2014 |
July 17, 2014 |
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CSA adopts auditor oversight rule amendments |
July 17, 2014 |
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Settlement Agreement Approved for Steven Jay Brown |
July 7, 2014 |
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Canadian Securities Regulators seek comments on proposed amendments related to gender diversity |
July 3, 2014 |
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Canadian securities regulators adopt amendments to modernize investment fund rules |
June 19, 2014 |
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CSA Investor Alert: Caution urged for those looking to invest in medical marijuana stocks |
June 16, 2014 |
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Investor Alert for Fort Coast Loans |
May 30, 2014 |
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NSSC public information sessions on crowdfunding |
May 28, 2014 |
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Two Permanent Cease Trade Orders Issued |
May 27, 2014 |
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Canadian securities regulators propose changes to streamline venture issuer disclosure |
May 22, 2014 |
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CSA Publishes Proposed Amendments to Order Protection Rule for Comment |
May 15, 2014 |
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Public information sessions on crowdfunding |
May 12, 2014 |
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The Commission creates a new website to better serve Nova Scotian |
May 7, 2014 |
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Canadian securities regulators publish for comment guidance for proxy advisory firms |
April 24, 2014 |
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Commission Issued Permanent Cease Trade Order |
April 11, 2014 |
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Derivatives Trade Reporting Implementation Date to be Extended |
April 10, 2014 |
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Canadian securities regulators advance mutual fund fees review with request for research proposals |
April 7, 2014 |
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Crowdfunding is coming to Nova Scotia |
March 20, 2014 |
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Canadian securities regulators announce March 19, 2014 is Check Registration Day |
March 18, 2014 |
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Securities Commission adopts new exemption for existing security holders |
March 13, 2014 |
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Canadian securities regulators encourage Canadians to be proactive in preventing investment fraud |
March 4, 2014 |
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Commission Issues Decision in CanGlobe Hearing of Motion |
February 28, 2014 |
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Canadian Securities Regulators propose changes to the accredited investor and minimum amount investment prospectus exemptions |
February 27, 2014 |
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Canadian Securities Regulators 2013 Enforcement Report highlights advanced technologies to combat illegal activities |
February 20, 2014 |
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Canadian securities regulators propose changes to the prospectus-exempt distribution of short-term debt and short-term securitized products |
January 23, 2014 |
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CSA seek comment on derivatives Model Rule for customer clearing and protection of customer collateral and positions |
January 16, 2014 |
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CSA Announces Successful Transition of CSA National Systems Operations and Support to CGI |
January 15, 2014 |
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CSA publishes guidance for know-your-client, know-your-product and suitability obligations |
January 9, 2014 |
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Canadian Securities Regulators Seek Comment on Derivatives Rule Relating to Mandatory Central Counterparty Clearing |
December 19, 2013 |
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Canadian securities regulators seek comment on derivatives rule relating to mandatory central counterparty clearing |
December 19, 2013 |
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Canadian securities regulators mandate OBSIs dispute resolution service |
December 19, 2013 |
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Canadian Regulators Release Status Reports on Mutual Fund Fees and Best Interest Duty |
December 17, 2013 |
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Canadian Securities Regulators Seek Comments on Mutual Fund risk Classification Methodology |
December 12, 2013 |
