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Media Release Document Date
Canadian Securities Regulators Establish Regulatory Framework to Manage Electronic Trading Risks June 28, 2012
NSSC - Sanctions Issued Against Bernadette Bowden June 26, 2012
Canadian Securities Regulators Seek Comments on the Potential Regulation of Proxy Advisory Firms June 21, 2012
Canadian Securities Regulators Propose Disclosure Enhancements to Fund Facts June 21, 2012
Canadian Securities Regulators Seeks Comments on OTC Central Counterparty Derivatives Clearing Framework June 20, 2012
Canadian securities regulators propose enhanced disclosure requirements on investment costs and performance June 14, 2012
NSSC - Cease Trade Order Issued For Maritime Equity Fund May 17, 2012
NSSC - Sanctions Issued Against Robin States May 16, 2012
NSSC - Cease Trade Order Issued Regarding Keltic Savings Corporation Limited May 16, 2012
NS Securities Commission - Cease Trade Order Issued Against AD Equity Inc May 15, 2012
Canadian securities regulators strenghten over-the-counter rules May 10, 2012
Canadian securities regulators grant Designated Rating Organization status under new regulatory framework April 30, 2012
CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions April 26, 2012
CSA seeks comment on proposed over-the-counter derivatives exemption April 13, 2012
CSA and IIROC announce the implementation of a dark liquidity framework in Canada April 13, 2012
CSA Issues Investor Watch Regarding Foreign Currency Exchange Forex-FX Trading March 29, 2012
Helical Corporation Insider Reporting Decision Issued March 26, 2012
Online fraud awareness campaign confirms investors vulnerability March 6, 2012
CSA and IIROC Seek Input on Trade Transparency March 2, 2012
NSSC - Commission Assessed More Than $2 Million in Fines in 2011 February 29, 2012
Canadian Securities Regulators 2011 Enforcement Report Highlights Proactive Measures to Protect Investors February 22, 2012
CSA publishes findings and recommendations for the segregation and portability of customer positions and related collateral in over-the-counter derivatives clearing February 10, 2012
Canadian securities regulators modernize rules concerning mutual funds February 9, 2012
Canadian securities regulators adopt regulatory regime for Credit Rating Organizations January 27, 2012
Canadian Securities Regulators Propose Enhancement to Scholarship Plan Disclosure November 25, 2011
The CSA seeks comments on the regulation of over-the-counter derivatives surveillance and enforcement November 25, 2011
Canadian Securities Regulators Propose Amendments to Pre-Marketing and Marketing Prospectus Rules November 25, 2011
Canadian securities regulators announce enhanced policy concerning electronic delivery of documents November 18, 2011
Canadian securities regulators announce review of minimum amount and accredited investor prospectus exemptions November 10, 2011
Canadian securities regulators announce launch of online investment fraud awareness campaign October 31, 2011
Top investment scams in Canada October 24, 2011
Commission Finds Sponagle Hill Made Unregistered Trades October 20, 2011
New Classroom Program Promotes Investor Education Financial Literacy October 6, 2011
Canadian securities regulators warn issuers using mass advertising September 13, 2011
Canadian Securities Regulators Proceed with Stage 2 of Point of Sale Disclosure for Mutual Funds August 12, 2011
Canadian securities regulators seek comment on proposed rule for venture issuers July 29, 2011
CSA and IIROC announce regulatory framework for dark liquidity in Canada July 29, 2011
Canadian Securities Regulators Proceed with enhanced Executive Compensation Disclosure Requirements July 22, 2011
Canadian Securities Regulators Announce Results of Continuous Disclosre Reviews for Fiscal 2011 July 15, 2011
Canadian securities regulators seek comment on proposed amendments to prospectus rules July 15, 2011
Canadian Securities Administrators publish guidance on marketing practices of portfolio managers July 5, 2011
Canadian Securities Administrators Seeks Comments on Regulation of Over-the-Counter OTC Derivatives Trade Reporting and Respositories June 23, 2011
Canadian Securities Administrators Propose Enhanced Disclosure Requirements on Investment Costs and Performance June 22, 2011
Canadian securities regulators propose adopting BCs Over-the-Counter rule June 10, 2011
Winnipeg Student wins 2011 CSA Financial Fitness Challenge grand prize June 1, 2011
Canadian Securities Regulators Issue Guidance in the Event of the Disruption of Mail Service June 1, 2011
Canadian Securities Regulators Seek Feedback on Next Phase of Investment Funds Modernization Initiative May 26, 2011
Settlement Reached Over Non-disclosure May 24, 2011
Order Issued Over Non-disclosure May 24, 2011
Commission Settles with James A Smith May 13, 2011
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