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Media Release Document Date
Canadian Securities Administrators publish guidance on relationship disclosure practices July 18, 2013
Canadian Securities Regulators Release Three-Year Business Plan July 9, 2013
Cease Trade Order Revoked Against Tatamagouche Company July 5, 2013
Canadian Securities Regulators Establish Regulatory Framework to Manage Risks Associated with Direct Electronic Access July 4, 2013
Canadian Securities Regulators Now Require Delivery of the Fund Facts for Mutual Funds June 13, 2013
Cease Trade Order Revoked Against Cape Breton Company June 10, 2013
Cease Trade Order Issued Against The SouWester Wind Field Inc. May 16, 2013
Cease Trade Order Revoked Against Halifax Company May 13, 2013
Mountain Lake Executives Did Not Violate Nova Scotia Securities Laws May 8, 2013
Canadian Securities Regulators undertake review following loss of personal information April 26, 2013
Commission Issues Cease Trade Order Against Tatamagouche Company April 25, 2013
New service provider for the operation of the CSA National Systems April 25, 2013
CSA seeks comment on proposal for derivatives market registration and regulation April 18, 2013
Canadian Securities Regulators release MFDA Oversight Review Report April 17, 2013
Commission Issues Cease Trade Order Against Black River Company April 6, 2013
Canadian Securities Regulators Implement Disclosure Requirements for Investment Costs And Performance March 28, 2013
Canadian Securities Regulators Seek Comment on Proposals to Modernize Investment Fund Rules March 27, 2013
Canadian Securities Administrators announce March 26 as Check Registration Day March 25, 2013
Canadian Securities Regulators Propose Framework for Shareholder Rights Plans March 14, 2013
Canadian Securities Regulators Seek Comment on Early Warning Reporting March 13, 2013
NSCC investment management students get a visit from industry watch dog March 8, 2013
Canadian Securities Regulators stress being proactive is key in preventing investor fraud March 5, 2013
Settlement Agreement Approved for Credential Asset Management Inc March 5, 2013
Canadian Securities Regulators Adopt Amendments to Prospectus Rules February 28, 2013
Canadian Securities Regulators Enforcement Report Highlights Fraud February 21, 2013
Commission Approves Settlement Agreement with Local Mining Company February 7, 2013
Canadian Securities Administrators renew term of Chair appoint new Vice-Chair February 4, 2013
Settlement Agreement Approved for Return On Innovation Advisors Ltd February 1, 2013
Canadian Securities Regulators Adopt Amendments to Improve Scholarship Plan Disclosure for Investors January 10, 2013
Canadian Securities Regulators Publish Discussion Paper on Mutual Fund Fees December 13, 2012
Canadian Securities Regulators Seek Comment on Model Rules Relating to Derivatives- Product Determination and Derivatives Trade Respositories and Data Reporting December 6, 2012
Nova Scotia Securities Commission Issued Decision on Knowledge House Motions December 5, 2012
Settlement Agreement Approved for National Bank Financial Ltd and Eric Cecil Hicks December 4, 2012
Canadian Securities Regulators Adopt Amendments to Improve Issuer Communications with Investors November 29, 2012
Settlement Agreement Approved for Keybase Financial Group Inc November 23, 2012
Settlement Agreement Approved fro Gregory Matthew Duncan November 23, 2012
Sanctions Issued Against Timothy Adams Lowell Weir and Carol McLaughlin-Weir November 21, 2012
Canadian Regulators Propose to Mandate OBSIs Dispute Resolution Service November 15, 2012
Canadian Securities Regulators Seek Comment on the Regulation of Market Data Fees November 8, 2012
Canadian Securities Regulators Seek Comment on Amendments to Direct Electronic Access Rule October 25, 2012
Canadian Regulators Publish Consultation Paper on a Statutory Best Interest Duty October 25, 2012
Canadian securities regulators release 2012 Investor Index October 16, 2012
NSSC - Notice of Discontinuance Issued October 4, 2012
Statement by Canadian authorities on clearing of standardized OTC derivatives contracts October 1, 2012
NSSC - Discovery Question to be Answered Settlement Hearing to Proceed October 1, 2012
Nova Scotia Securities Commission - Settlement Agreement Approved for Mutual Fund Salesperson September 21, 2012
Nova Scotia Securities Commission - Expert Advice Not Subject to Litigation Privilege September 20, 2012
Canadian securities regulators seek further comment on proposed rule for venture issuers September 13, 2012
Canadian Securities Regulators publish notice to clarify definition of Preliminary Economic Assessments in NI 43-101 August 16, 2012
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2012 July 19, 2012
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