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Media Release Document Date
Investor Alert for Balboa International December 22, 2016
Canadian Securities Regulators Provide Update on Consultation on Option of Discontinuing Embedded Commissions December 15, 2016
Canadian Securities Regulators Release Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives December 15, 2016
Canadian Securities Regulators Publish Final Amendments Mandating a Summary Disclosure Document and Delivery Regime for Exchange-Traded Mutual Funds December 8, 2016
Canadian Securities Administrators Publish Final Amendments Mandating a CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts December 8, 2016
Commission Issues Cease Trade Order November 29, 2016
Securities Regulators Seek Comment on Proposed Adoption of Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions November 24, 2016
Canadian securities regulators release MFDA Oversight Review Report November 18, 2016
Investor Alert for Magnum Options and Hampshire Capital Ventures Ltd. November 17, 2016
CSA Announces Cyber Security Roundtable November 17, 2016
Canadian Securities Regulators Publish Guidance for Portfolio Managers Working with Investment Dealers November 17, 2016
Canadian Securities Regulators announce dates for British Columbia roundtables on CSA Consultation Paper 33-404 October 21, 2016
Canadian securities regulators use videos to raise awareness about client reporting requirements October 19, 2016
Investor Alert for Canuck Wealth /Canuck Method /Binary Online October 14, 2016
Canadian securities regulators issue guidance on derivatives reporting obligations September 29, 2016
Canadian Securities Regulators Provide Update on Consideration of Concerns Regarding Report of Exempt Distribution September 29, 2016
Regulators Release New Results on Women on Boards and in Executive Officer Positions September 28, 2016
Canadian Securities Regulators Publish Update on Cyber Security for Market Participants September 27, 2016
Canadian Securities Regulators Announce Roundtables to Discuss Proposals to Enha September 22, 2016
Canadian Securities Regulators Seek Comment on Alternative Funds Framework September 22, 2016
Investor Alert Balboa Forex September 12, 2016
Investor Alert for Venture Pro Trader September 9, 2016
Regulators Publish Update on Consideration of Concerns Regarding Reduced Access to Canadian Foreign-Currency Fixed Income Offerings September 1, 2016
Commission Issues Permanent Cease Trade Order for Co-op September 1, 2016
Investor Alert for Quantum Code August 23, 2016
CSA to Measure Impact of Point of Sale Amendments and CRM2 August 22, 2016
Commission reciprocates sanctions ordered by other securities regulator August 22, 2016
Canadian securities regulators seek comment in advance of move to T+2 settlement cycle August 18, 2016
Commission reciprocates sanctions ordered by other securities regulators July 26, 2016
Canadian securities regulators recognize three trade repositories July 18, 2016
Canadian securities regulators publish results of continuous disclosure reviews for fiscal 2016 July 18, 2016
Canadian Securities Regulators Release Latest Three-Year Business Plan July 7, 2016
Canadian Securities Regulators Propose Changes to Custody and Other Requirements for Dealers, Advisers and Investment Fund Managers July 7, 2016
Canadian securities regulators publish consultation paper on margin and collateral requirements for non-centrally cleared derivatives July 7, 2016
Canadian securities regulators release report on 2013-2016 achievements July 6, 2016
Canadian Securities Regulators amend derivatives reporting rules June 30, 2016
Canadian securities regulators issue guidance in the event of the disruption of mail service June 29, 2016
Canadian Securities Regulators Outline Next Steps in Examination of Mutual Fund Fees June 29, 2016
Settlement Agreement Approved for Scotian Wind Inc. and Terrance Norman June 29, 2016
Investment Industry Regulatory Organization of Canada to Act as Information Processor for Corporate Debt Securities June 23, 2016
Canadian Securities Regulators Publish List of Unprotected Marketplaces June 20, 2016
CSA announce agreement to renew National Systems June 1, 2016
Two new commissioners appointed for the NSSC May 26, 2016
Commission Issues Decision Against Stratus Financial Group International April 28, 2016
Canadian securities regulators seek comment on proposals to enhance the obligations of advisers, dealers and representatives toward their clients April 28, 2016
Securities Regulators in New Brunswick, Nova Scotia and Saskatchewan sign cooperation agreement with the U.S. Commodity Futures Trading Commission April 27, 2016
Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income market April 21, 2016
Canadian Securities Regulators provide guidance for making prospectus-exempt market offering and disclosure filings on SEDAR April 21, 2016
Investor Alert for UFX.com, ufxmarkets.com and Reliantco April 12, 2016
Canadian securities regulators introduce harmonized reporting for the prospectus-exempt market April 7, 2016
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