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Canadian securities regulators propose eight initiatives to reduce regulatory burden for investment funds September 12, 2019
Potential Business Disruption Due To Hurricane Dorian September 6, 2019
Canadian securities regulators seek comment on proposed amendments to business acquisition report requirements September 5, 2019
Settlement approved for Terrance Norman August 15, 2019
Settlement approved for NPFB Europe SRL, World of Tickets INC., and Vincenzo Pettinicchio August 14, 2019
Commission Provides Coordinated Crypto Crackdown Update August 12, 2019
Investor Alert for aGifttoken August 7, 2019
Canadian Securities Regulators Issue Guidance on Climate Change-related Disclosure August 1, 2019
Commission Issues Cease Trade Order against Shean Investment Co-Operative Limited July 4, 2019
Canadian Securities Administrators increase digital presence in fight against securities misconduct: Fiscal Year 2018/19 Enforcement Report June 26, 2019
Canadian securities regulators set out suggested practices for working with older or vulnerable clients June 21, 2019
Investor Alert for Weizhen Tang June 17, 2019
Canadian securities regulators release report on 2016-2019 Achievements and 2019-2022 Business Plan June 13, 2019
Securities Regulators Encourage Canadians to Help Identify and Stop Senior Financial Abuse June 12, 2019
Decision released on sanctions against Jean-Smaille Germeil and FPE Trading May 27, 2019
IIROC and CSA provide update on conflicts of interest arising from soliciting dealer arrangements May 23, 2019
Canadian securities regulators seek comment on proposed amendments for at-the-market shelf distributions May 9, 2019
Canadian securities regulators outline next steps on the development of an integrated information system May 2, 2019
Joint Forum of Financial Market Regulators continues work on collaboration and information sharing at its Annual Meeting April 18, 2019
Canadian securities regulators publish IIROC oversight review report April 18, 2019
Regulators sign an agreement with the Financial Conduct Authority April 18, 2019
Commission issues cease trade order against Ocean Links Investment Inc. April 4, 2019
The Canadian Securities Administrators renew term of Chair and appoint new Vice-Chair March 27, 2019
Decision released on allegations against Jean-Smaille Germeil and FPE Trading March 27, 2019
Canadian securities regulators mark Fraud Prevention Month with wide range of activities March 18, 2019
Canadian securities regulators propose additional amendments to syndicated mortgage regime, following comment period March 15, 2019
Canadian securities regulators seek comment on proposed designated benchmarks rule March 14, 2019
Canadian securities regulators consult on regulatory framework for crypto-asset trading platforms March 14, 2019
Canadian securities regulators seek comment on the internalization of trade orders March 12, 2019
Canadian securities regulators release detailed data from review of women on boards and in executive officer positions February 26, 2019
Investor Alert for HQBroker January 18, 2019
Investor Alert for Affiliated Trade Group December 21, 2018
Canadian securities regulators publish trading fee rebate pilot study for comment December 18, 2018
Settlement Agreement Approved for PharmaChoice East Ltd. December 12, 2018
Canadian securities regulators caution issuers about problematic promotional activities November 29, 2018
Settlement Agreement Approved for Bruce Frederick Fillmore November 15, 2018
Canadian securities regulators encourage investors to look out for ETF Facts November 5, 2018
Canadian securities regulators issue guidance regarding disruption of mail service October 19, 2018
Canadian securities regulators publish details of market disruption coordination process October 18, 2018
Canadian securities regulators publish guidance on disclosure expectations for cannabis issuers October 10, 2018
Canadian securities regulators publish amendments to finalize Alternative Mutual Funds Framework October 4, 2018
Canadian securities regulators highlight cross-country activities for Investor Education Month and World Investor Week October 2, 2018
Canadian securities regulators release fourth review regarding women on boards and executive officer positions September 27, 2018
CSA appoints new Secretary General September 17, 2018
Canadian securities regulators announce agreement with Kx to deliver advanced post-trade analysis September 13, 2018
Canadian securities regulators propose rules to prohibit certain embedded commissions September 13, 2018
Canadian securities regulators propose rule regarding non-GAAP and other financial measures September 6, 2018
Commission Issues Cease Trade Order against MedMira Inc. August 31, 2018
Canadian securities regulators issue guidance on bail-in debt regime August 23, 2018
Canadian securities regulators provide update on trading fees and rebates pilot study August 1, 2018
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