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Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements |
August 12, 2021 |
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Canadian securities regulators to establish new single enhanced self-regulatory organization |
August 3, 2021 |
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Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers |
July 28, 2021 |
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Canadian securities regulators issue warning about suspicious emails |
July 15, 2021 |
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Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients |
July 15, 2021 |
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Canadian securities regulators sign innovative functions co-operation agreement with the Securities and Futures Commission of Hong Kong |
July 8, 2021 |
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Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan |
July 6, 2021 |
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Investor Alert for Oliver Briggs |
July 6, 2021 |
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Decision released on Shirley Lockes application for a hearing and review |
June 24, 2021 |
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Canadian securities regulators adopt new nationally harmonized start-up crowdfunding rules |
June 23, 2021 |
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Canadian securities regulators sign fintech co-operation agreement with the Financial Services Commission, Mauritius |
June 23, 2021 |
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CSA 2020/2021 Enforcement Report highlights commitment of Canadian securities regulators during unprecedented times |
June 22, 2021 |
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Investor Alert for 24xForex and PACO World System LTD. |
June 17, 2021 |
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Securities regulators study reveals many Canadians unaware of the signs of financial elder abuse |
June 15, 2021 |
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Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency |
June 14, 2021 |
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Decision released on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. |
June 1, 2021 |
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CSA Investor Alert: Investment scams imitating well-known financial brands |
May 31, 2021 |
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Canadian securities regulators publish final rule for non-GAAP and other financial measures |
May 27, 2021 |
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Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements |
May 20, 2021 |
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Canadian securities regulators to hold upcoming consultations on broader diversity in corporate leadership |
May 19, 2021 |
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Canadian securities regulators publish detailed data for sixth year review of women on boards and in executive officer positions |
May 18, 2021 |
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CSA Investor Alert: Investment scam involving Fidelity Investments |
May 17, 2021 |
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CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities |
May 13, 2021 |
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Canadian securities regulators seek comment on proposed framework for commodity benchmarks |
April 29, 2021 |
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Canadian securities regulators establish regulatory regime for financial benchmarks |
April 29, 2021 |
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Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients |
April 15, 2021 |
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The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022. |
April 1, 2021 |
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Canadian securities regulators outline regulatory framework for compliance for crypto asset trading platforms |
March 29, 2021 |
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Decision released on temporary cease trade order against Jessica Lynn Ghaney, Anthony Carlo Sartor, and ForexTips101 Ltd. |
March 26, 2021 |
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Canadian securities regulators outline disclosure expectations for reporting issuers dealing in crypto assets |
March 11, 2021 |
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Commission issues Temporary Cease Trade Order against Jessica Lynn Ghaney, Anthony Carlo Sartor, and ForexTips101 Ltd. |
March 11, 2021 |
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Canadian securities regulators publish sixth review regarding women on boards and in executive officer positions |
March 10, 2021 |
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Canadian securities regulators remind investors to do their research during Fraud Prevention Month |
March 9, 2021 |
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Investor Alert for FXT Brokers |
March 2, 2021 |
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Canadian securities regulators publish findings of COVID-19 disclosure review |
February 25, 2021 |
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Canadian securities regulators on track to publish recommendations on self-regulatory organization framework |
February 22, 2021 |
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Canadian securities regulators respond to the Modernization Taskforce Final Report and encourage a harmonized regulatory system that protects investors and reduces unnecessary burden |
February 12, 2021 |
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Canadian securities regulators warn public about trading scam using fake accreditation |
February 4, 2021 |
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Canadian securities regulators propose to modernize registration information requirements, clarify outside activity reporting and update filing deadlines |
February 4, 2021 |
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Joint statement from the Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada on the Recent Market Volatility |
February 1, 2021 |
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Canadian securities regulators provide additional proficiency options for distributing alternative mutual funds |
January 28, 2021 |
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Decision released on Shirley Locke motion for a conditional stay |
December 23, 2020 |
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Canadian securities regulators publish guidance on automatic securities disposition plans |
December 10, 2020 |
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Canadian securities regulators seek comment on activist short selling |
December 3, 2020 |
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Canadian securities regulators outline recent developments on interest rate benchmarks |
November 26, 2020 |
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Canadian securities regulators provide guidance to issuers on reporting impact of COVID-19 |
October 29, 2020 |
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Canadian Securities Administrators 2020 Investor Index |
October 28, 2020 |
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New CSA report highlights investor education in turbulent times |
October 1, 2020 |
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Canadian Securities Regulators Publish Liquidity Risk Management Guidance for Investment Fund Managers |
September 18, 2020 |
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Canadian securities regulators adopt ban on trailing commissions for order-execution-only dealers |
September 17, 2020 |
