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CSA announces final amendments and changes to implement an access model for prospectuses of non-investment fund reporting issuers |
January 11, 2024 |
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Nova Scotia Securities Commission, Halifax Regional Police and Halifax District RCMP warn Nova Scotians about increasing crypto-fraud |
December 19, 2023 |
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CSA announces adoption of amendments to National Instrument 24-101 Institutional Trade Matching and Settlement |
December 14, 2023 |
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Joint Forum of Financial Market Regulators Continue to Enhance Collaborative Infrastructure |
December 12, 2023 |
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CSA publishes summary of 2023 systemic risk survey |
December 7, 2023 |
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Canadian securities regulators propose binding regime for investment-related disputes |
November 30, 2023 |
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Nova Scotia Securities Commission proposes amendments to capital raising limits under CEDIF investment fund exemption |
November 22, 2023 |
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CSA and CIRO publish summary of short selling consultation |
November 16, 2023 |
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Dont be finfluenced when making investment decisions |
October 31, 2023 |
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Canadian roundtable on audit quality addresses current state and emerging risks |
October 30, 2023 |
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Canadian securities regulators propose amendments to settlement cycles for securities |
October 19, 2023 |
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Canadian securities regulators announce results of ninth annual review of representation of women on boards and in executive officer positions in Canada |
October 5, 2023 |
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Canadian securities regulators clarify interim approach to value-referenced crypto assets |
October 5, 2023 |
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Canadian securities regulators seek new members for mining advisory committee |
October 4, 2023 |
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Canadian securities regulators provide update on proposed amendments to continuous disclosure requirements |
October 3, 2023 |
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Canadian securities regulators adopt business conduct rule for derivatives dealers and advisers |
September 28, 2023 |
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Canadian securities regulators propose introduction of expedited shelf prospectus regime for well-known seasoned issuers |
September 21, 2023 |
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CSA appoints new Investor Advisory Panel Chair and seeks applications for new members to the panel |
September 14, 2023 |
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Canadian Securities Administrators release Year in Review |
September 7, 2023 |
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Canadian securities regulators extend exemptions to facilitate OEO trailer ban transition |
August 31, 2023 |
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Settlement Agreement Approved for Glidepath Portfolio Services Inc. |
August 17, 2023 |
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CSA updates industry on institutional trade matching deadline |
August 10, 2023 |
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Canadian securities regulators initiate review of exchange-traded funds |
August 10, 2023 |
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CSA and CIRO release results of review and guidance on conflicts of interest obligations |
August 3, 2023 |
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CSA announces updated exemptions from filing requirements during switch to System for Electronic Data Analysis and Retrieval+ (SEDAR+) |
July 17, 2023 |
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Canadian securities regulators outline expectations for investment funds holding crypto assets |
July 6, 2023 |
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Canadian Securities Administrators statement on proposed climate-related disclosure requirements |
July 5, 2023 |
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SEDAR+ filing system to launch July 25 |
June 29, 2023 |
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Canadian securities regulators publish framework for commodity benchmarks |
June 29, 2023 |
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Canadian securities regulators extend comment period on proposed changes to corporate governance disclosure practices and guidelines |
June 28, 2023 |
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Investor Alert: Some crypto websites use fake regulatory and dispute resolution organizations to appear legitimate |
June 20, 2023 |
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Canadian Securities Administrators raise awareness of financial abuse of older Canadians on World Elder Abuse Awareness Day |
June 15, 2023 |
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CSA announces exemption from certain filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement |
June 15, 2023 |
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Canadian financial regulators announce establishment of total cost reporting implementation committee |
June 13, 2023 |
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CSA announces exemptions from certain filing requirements during deferred launch of SEDAR+ |
June 8, 2023 |
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Settlement approved for Fractional Finance, Inc. |
June 6, 2023 |
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Canadian securities regulators defer launch of new SEDAR+ filing system |
June 1, 2023 |
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Canadian securities regulators to review use of chargebacks by securities registrants |
June 1, 2023 |
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Investor Alert: Advisor Impersonation Schemes |
May 24, 2023 |
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CSA announces exemptions from filing requirements during switch to System of Electronic Data Analysis and Retrieval+ (SEDAR+) |
May 11, 2023 |
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Court of Appeal issues decision in Douglas G. Rudolph Appeal |
May 11, 2023 |
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Canadian securities regulators publish annual activities report on the oversight of SROs and investor protection funds |
April 20, 2023 |
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Canadian financial regulators enhance cost reporting requirements for investment funds and individual segregated fund contracts |
April 20, 2023 |
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Canadian securities regulators welcome new CSSB Chair Charles-Antoine St-Jean |
April 14, 2023 |
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Canadian securities regulators propose changes to corporate governance disclosure practices and guidelines |
April 13, 2023 |
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Canadian securities regulators provide update on pre-registration undertakings for crypto asset trading platforms |
April 12, 2023 |
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Canadian securities regulators warn the public about GoldberryCo |
April 6, 2023 |
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Canadian securities regulators announce rules to support new SEDAR+ filing system |
March 23, 2023 |
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Canadian securities regulators publish detailed data for eighth annual review of representation of women on boards in Canada |
March 23, 2023 |
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Canadian securities regulators warn public about unregistered trading platform Nova Tech Ltd |
March 17, 2023 |
