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Canadian securities regulators publish annual activities report on oversight of the SRO and investor protection funds |
April 28, 2022 |
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Canadian securities regulators reduce regulatory burden related to the interpretation of the primary business requirements |
April 14, 2022 |
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Canadian securities regulators seek input on disclosure standards for mineral projects |
April 14, 2022 |
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Canadian securities regulators seek comment on the implementation of an access equals delivery model for non-investment fund reporting issuers |
April 7, 2022 |
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CSA, IIROC and MFDA update on implementation of new SRO |
April 5, 2022 |
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Canadian securities regulators to introduce temporary exemptions to facilitate implementation of the OEO trailer ban |
March 18, 2022 |
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Canadian securities regulators issue statement regarding amended Special Economic Measures (Russia) Regulations |
March 14, 2022 |
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Fraud Prevention Month: Canadian Securities Administrators encourages Canadians to invest in asking questions before investing in crypto assets |
March 11, 2022 |
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CSA seeks applications for Investor Advisory Panel |
March 10, 2022 |
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CSA seeks applications for Investor Advisory Panel |
March 10, 2022 |
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CSA seeks applications for Investor Advisory Panel |
March 10, 2022 |
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Canadian securities regulators provide updated guidance on virtual shareholder meetings |
February 25, 2022 |
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Canadian securities regulators provide updated guidance on virtual shareholder meetings |
February 25, 2022 |
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Friend, Lover or Fraudster? Canadian Securities Administrators warns of online relationships turning into investment scams |
February 14, 2022 |
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Canadian securities regulators adopt amendments to National Instrument 94-101 |
January 27, 2022 |
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Canadian securities regulators seek comment on the proposed modernization of the prospectus filings model for investment funds |
January 27, 2022 |
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Investor Alert for GoldBachInvest |
January 27, 2022 |
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IIROC and Montreal Exchange sign MoU regarding cross-market surveillance |
January 24, 2022 |
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Canadian securities regulators announce search for candidates for Board of Directors and CEO of new SRO |
January 21, 2022 |
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Canadian securities regulators publish detailed data for seventh annual review of representation of women on boards in Canada |
January 20, 2022 |
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Settlement approved for EastBay Asset Management, LLC, and EastBay Master Fund, LP |
January 20, 2022 |
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Canadian securities regulators publish guidance on ESG-related investment fund disclosure |
January 19, 2022 |
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Canadian securities regulators issue warning about fraudulent investment solicitations involving crypto assets |
January 17, 2022 |
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Canadian securities regulators adopt changes to auditor oversight rules |
January 13, 2022 |
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Nova Scotia Securities Commission Announces Top Investor Threats for 2022 |
January 13, 2022 |
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Investor Alert for CoinRise |
January 11, 2022 |
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Sanctions decision released on Wesley William Robinson and DRR900306 NS Ltd. |
January 10, 2022 |
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Investor Alert for ATB Crypto |
December 23, 2021 |
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Investor Alert for Microweb$ |
December 23, 2021 |
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Canadian securities regulators modernize registration information requirements, clarify outside activity reporting and update filing deadlines |
December 16, 2021 |
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Canadian securities regulators introduce exemptions for qualified issuers from certain base shelf prospectus requirements |
December 6, 2021 |
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Canadian Securities Administrators to establish an Investor Advisory Panel to further enhance retail investor protection |
December 2, 2021 |
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Investor Alert for Royal FX Trading Ltd. (www.royalfxtrading.com) |
November 24, 2021 |
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Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework |
November 18, 2021 |
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Nova Scotia Securities Commission reminds investors of new measures to protect vulnerable and older investors |
November 15, 2021 |
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Canadian securities regulators announce results of seventh annual review of representation of women on boards and in executive officer positions in Canada |
November 4, 2021 |
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Investor Alert for Stearn House Trading |
November 1, 2021 |
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Canadian securities regulators seek comment on climate-related disclosure requirements |
October 18, 2021 |
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Canadian securities regulators implement eight initiatives to reduce regulatory burden for investment funds |
October 7, 2021 |
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Report Highlights Canadian Regulators Key Investor Education Initiatives |
October 4, 2021 |
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Sanctions decision on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. amended |
October 1, 2021 |
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Canadian securities regulators outline expectations for advertising and marketing by crypto trading platforms |
September 23, 2021 |
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Sanctions decision released on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. |
September 22, 2021 |
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Settlement approved for Scotia Securities Inc. |
September 21, 2021 |
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Consultation Paper on Diversity in the Capital Markets |
September 15, 2021 |
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Investor Alert for JC Capital Markets |
September 14, 2021 |
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Canadian Securities Regulators Launch New Website |
September 13, 2021 |
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Investor Alert for Stanford FX |
August 30, 2021 |
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Canadian securities administrators to host roundtable on ESG-Related regulatory issues in asset management |
August 25, 2021 |
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Decision released on Wesley William Robinson and DRR900306 Ltd. |
August 24, 2021 |
