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Media Release Document Date
Investor Alert for CoinRise January 11, 2022
Sanctions decision released on Wesley William Robinson and DRR900306 NS Ltd. January 10, 2022
Investor Alert for ATB Crypto December 23, 2021
Investor Alert for Microweb$ December 23, 2021
Canadian securities regulators modernize registration information requirements, clarify outside activity reporting and update filing deadlines December 16, 2021
Canadian securities regulators introduce exemptions for qualified issuers from certain base shelf prospectus requirements December 6, 2021
Canadian Securities Administrators to establish an Investor Advisory Panel to further enhance retail investor protection December 2, 2021
Investor Alert for Royal FX Trading Ltd. (www.royalfxtrading.com) November 24, 2021
Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework November 18, 2021
Nova Scotia Securities Commission reminds investors of new measures to protect vulnerable and older investors November 15, 2021
Canadian securities regulators announce results of seventh annual review of representation of women on boards and in executive officer positions in Canada November 4, 2021
Investor Alert for Stearn House Trading November 1, 2021
Canadian securities regulators seek comment on climate-related disclosure requirements October 18, 2021
Canadian securities regulators implement eight initiatives to reduce regulatory burden for investment funds October 7, 2021
Report Highlights Canadian Regulators Key Investor Education Initiatives October 4, 2021
Sanctions decision on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. amended October 1, 2021
Canadian securities regulators outline expectations for advertising and marketing by crypto trading platforms September 23, 2021
Sanctions decision released on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. September 22, 2021
Settlement approved for Scotia Securities Inc. September 21, 2021
Consultation Paper on Diversity in the Capital Markets September 15, 2021
Investor Alert for JC Capital Markets September 14, 2021
Canadian Securities Regulators Launch New Website September 13, 2021
Investor Alert for Stanford FX August 30, 2021
Canadian securities administrators to host roundtable on ESG-Related regulatory issues in asset management August 25, 2021
Decision released on Wesley William Robinson and DRR900306 Ltd. August 24, 2021
Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements August 12, 2021
Canadian securities regulators to establish new single enhanced self-regulatory organization August 3, 2021
Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers July 28, 2021
Canadian securities regulators issue warning about suspicious emails July 15, 2021
Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients July 15, 2021
Canadian securities regulators sign innovative functions co-operation agreement with the Securities and Futures Commission of Hong Kong July 8, 2021
Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan July 6, 2021
Investor Alert for Oliver Briggs July 6, 2021
Canadian securities regulators publish IIROC oversight review report June 25, 2021
Decision released on Shirley Lockes application for a hearing and review June 24, 2021
Canadian securities regulators sign fintech co-operation agreement with the Financial Services Commission, Mauritius June 23, 2021
Canadian securities regulators adopt new nationally harmonized start-up crowdfunding rules June 23, 2021
CSA 2020/2021 Enforcement Report highlights commitment of Canadian securities regulators during unprecedented times June 22, 2021
Investor Alert for 24xForex and PACO World System LTD. June 17, 2021
Securities regulators study reveals many Canadians unaware of the signs of financial elder abuse June 15, 2021
Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency June 14, 2021
Decision released on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. June 1, 2021
CSA Investor Alert: Investment scams imitating well-known financial brands May 31, 2021
Canadian securities regulators publish final rule for non-GAAP and other financial measures May 27, 2021
Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements May 20, 2021
Canadian securities regulators to hold upcoming consultations on broader diversity in corporate leadership May 19, 2021
Canadian securities regulators publish detailed data for sixth year review of women on boards and in executive officer positions May 18, 2021
CSA Investor Alert: Investment scam involving Fidelity Investments May 17, 2021
CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities May 13, 2021
Canadian securities regulators seek comment on proposed framework for commodity benchmarks April 29, 2021
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