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Media Release Document Date
Canadian securities regulators advise of unauthorized access to National Registration Database July 27, 2018
Canadian securities regulators provide update on approach to determining director and audit committee member independence July 26, 2018
Canadian Securities Regulators Publish Final Amendments on Report of Exempt Distribution July 19, 2018
Canadian securities regulators highlight common deficiencies in issuers continuous disclosure July 19, 2018
Commission Issues Cease Trade Order against Ocean Links Investments Inc. July 18, 2018
Canadian Securities Administrators Publish Report on 2017/18 Enforcement Activities July 10, 2018
Canadian securities regulators publish MFDA oversight review report July 4, 2018
Canadian securities regulators publish annual report highlighting investor education campaigns and activities July 3, 2018
Canadian securities regulators align to publish harmonized response to concerns with the client-registrant relationship June 21, 2018
Securities regulators urge Canadians to watch for red flags of financial abuse of older Canadians June 15, 2018
Canadian securities regulators seek second round of input on proposed business conduct rules for derivatives dealers and advisers June 14, 2018
Investor Alert for Dennis Cockerill Jr. June 11, 2018
Canadian securities regulators provide additional guidance on securities law implications for offerings of tokens June 11, 2018
CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms June 6, 2018
Settlement Agreement Approved for Vestcap Investment Management Inc. May 30, 2018
Canadian securities regulators focus on areas for reducing regulatory burden for investment funds May 24, 2018
Canadian securities regulators seek comment on post-trade transparency requirements for government and corporate debt securities May 24, 2018
Investor Alert for ORCA Alliance and BIOK Ltd. May 22, 2018
Investor Alert for 1st Trade Options/First Trade Options May 2, 2018
Canadian securities regulators publish IIROC oversight review report April 26, 2018
Joint Forum of Financial Market Regulators holds its Annual Meeting April 23, 2018
Canadian securities regulators seek input on the proposed derivatives registration rule April 19, 2018
Canadian securities regulators seek comment on soliciting dealer arrangements April 12, 2018
Canadian securities regulators seek comment on soliciting dealer arrangements April 12, 2018
Canadian securities regulators outline disclosure expectations for real estate reporting issuers April 12, 2018
Canadian securities regulators report on climate change-related disclosure project April 5, 2018
Canadian securities regulators publish amendments relating to designated rating organizations March 29, 2018
Canadian securities administrators adopt amendments related to reselling securities of foreign issuers March 29, 2018
Canadian securities administrators announce policy projects aiming to reduce regulatory burden in public markets March 27, 2018
Canadian securities regulators provide update on the consideration of trading fee rebate pilot study March 16, 2018
Commission cautions investors, issues fraud prevention checklist during Fraud Prevention Month March 12, 2018
Investor Alert for Bitcoin Bank/Bitcoin-bank.io March 8, 2018
Canadian securities administrators propose changes to the syndicated mortgage regime March 8, 2018
Settlement Agreement Approved for Vincent George Byrne February 28, 2018
Canadian securities regulators publish revised disclosure expectations for issuers with U.S. marijuana-related activities February 8, 2018
Canadian securities regulators sign agreement with the French Autorite des marches financiers February 8, 2018
Commission introduces new Investor Alert Database January 17, 2018
Canadian securities regulators issue statement following rescission of the Cole Memorandum January 12, 2018
Investor Alert for Shtern Group January 10, 2018
Commission issues cease trade order against West Nova Agro Commodities Ltd. January 9, 2018
Investor Alert for USI-TECH Limited December 21, 2017
Canadian securities regulators issue statement regarding recent media coverage on enforcement in capital markets December 20, 2017
Investor Alert for International Commodities Group December 19, 2017
Canadian securities administrators remind investors of inherent risks associated with cryptocurrency futures contracts December 18, 2017
Commission issues cease trade order against Fundy Tidal Inc. December 13, 2017
Regulators sign an agreement with the Australian Securities and Investments Commission December 12, 2017
Canadian securities regulators publish notice on complying with requirements regarding the Ombudsman for Banking Services and Investments December 7, 2017
Canadian Securities Administrators 2017 Investor Index: Canadian investors show increasing optimism about their economic future, but significant investor education needs remain December 4, 2017
Canadian securities regulators release detailed data from review of women on boards and in executive officer positions November 30, 2017
Regulators sign an agreement with the Abu Dhabi Global Market Financial Services Regulatory Authority November 2, 2017
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