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CSA to Measure Impact of Point of Sale Amendments and CRM2 |
August 22, 2016 |
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Commission reciprocates sanctions ordered by other securities regulator |
August 22, 2016 |
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Canadian securities regulators seek comment in advance of move to T+2 settlement cycle |
August 18, 2016 |
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Commission reciprocates sanctions ordered by other securities regulators |
July 26, 2016 |
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Canadian securities regulators recognize three trade repositories |
July 18, 2016 |
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Canadian securities regulators publish results of continuous disclosure reviews for fiscal 2016 |
July 18, 2016 |
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Canadian Securities Regulators Propose Changes to Custody and Other Requirements for Dealers, Advisers and Investment Fund Managers |
July 7, 2016 |
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Canadian securities regulators publish consultation paper on margin and collateral requirements for non-centrally cleared derivatives |
July 7, 2016 |
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Canadian Securities Regulators Release Latest Three-Year Business Plan |
July 7, 2016 |
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Canadian securities regulators release report on 2013-2016 achievements |
July 6, 2016 |
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Canadian Securities Regulators amend derivatives reporting rules |
June 30, 2016 |
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Canadian Securities Regulators Outline Next Steps in Examination of Mutual Fund Fees |
June 29, 2016 |
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Settlement Agreement Approved for Scotian Wind Inc. and Terrance Norman |
June 29, 2016 |
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Investment Industry Regulatory Organization of Canada to Act as Information Processor for Corporate Debt Securities |
June 23, 2016 |
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Canadian Securities Regulators Publish List of Unprotected Marketplaces |
June 20, 2016 |
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CSA announce agreement to renew National Systems |
June 1, 2016 |
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Two new commissioners appointed for the NSSC |
May 26, 2016 |
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Commission Issues Decision Against Stratus Financial Group International |
April 28, 2016 |
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Canadian securities regulators seek comment on proposals to enhance the obligations of advisers, dealers and representatives toward their clients |
April 28, 2016 |
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Securities Regulators in New Brunswick, Nova Scotia and Saskatchewan sign cooperation agreement with the U.S. Commodity Futures Trading Commission |
April 27, 2016 |
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Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income market |
April 21, 2016 |
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Canadian Securities Regulators provide guidance for making prospectus-exempt market offering and disclosure filings on SEDAR |
April 21, 2016 |
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Investor Alert for UFX.com, ufxmarkets.com and Reliantco |
April 12, 2016 |
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Canadian Securities Regulators Publish Amendments to Order Protection Rule |
April 7, 2016 |
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Canadian securities regulators introduce harmonized reporting for the prospectus-exempt market |
April 7, 2016 |
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Commission Issues Permanent Cease Trade Order for Annapolis Valley Company |
March 31, 2016 |
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Canadian Securities Regulators Seek Comment on Proposed Proxy Voting Protocols |
March 31, 2016 |
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Cease Trade Order Issued for North Spring Equity Ltd. |
March 31, 2016 |
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Investor Alert for Vincenzo Pettinicchio, NPFB Europe SRL, Montreal Tickets and World of Tickets |
March 24, 2016 |
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CSA alerts Canadians: Beware binary options platforms |
March 23, 2016 |
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Canadian Securities Administrators encourage investors to check before they invest |
March 16, 2016 |
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Canadian regulators implement passport expansion and automatic cease trade orders in multiple jurisdictions |
March 3, 2016 |
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March is Fraud Prevention Month: Three steps to protect yourself from investment fraud |
March 3, 2016 |
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Commission is Kicking off Fraud Prevention Month at the Halifax Library |
March 2, 2016 |
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Canadian securities regulators adopt amendments to early warning system |
February 25, 2016 |
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Canadian securities regulators adopt fundamental changes to take-over bid regime |
February 25, 2016 |
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Canadian securities regulators enforcement actions instrumental in deterring financial misconduct |
February 23, 2016 |
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Canadian Securities Regulators seek comment on proposed amendments to derivatives trade reporting rules |
February 16, 2016 |
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Canadian Securities Regulators Seek Comment on Rules Protecting Customer Collateral for Cleared Derivatives |
January 21, 2016 |
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Commission issues notice of changes to the NS Securities Act |
January 15, 2016 |
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Commission Issues Sanctions Against Stratus Financial Group International |
December 22, 2015 |
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Cease Trade Order Revoked Against BCA Investment Co-operative Ltd. |
December 18, 2015 |
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Cease Trade Order Issued for BCA Investment Co-operative Ltd |
December 14, 2015 |
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Canadian Securities Regulators Seek Comments on a Mutual Fund Risk Classification Methodology |
December 10, 2015 |
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Canadian Securities Regulators Adopt Cooperative Oversight Model for Clearing Agencies and Trade Repositories |
December 3, 2015 |
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Canadian Securities Regulators Publish New Requirements for Clearing Agencies |
December 3, 2015 |
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Canadian Securities Regulators require use of SEDAR for certain exempt market filings |
December 3, 2015 |
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Settlement Agreement Approved for Glenn Francis Dunbar |
December 2, 2015 |
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Regulators Release Detailed Data on Women on Boards and in Executive Officer Positions |
November 12, 2015 |
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Canadian securities regulators issue additional guidance related to oil and gas disclosure |
November 5, 2015 |
