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Media Release Document Date
Canadian Securities Regulators Publish Amendments to Order Protection Rule April 7, 2016
Canadian Securities Regulators Seek Comment on Proposed Proxy Voting Protocols March 31, 2016
Cease Trade Order Issued for North Spring Equity Ltd. March 31, 2016
Commission Issues Permanent Cease Trade Order for Annapolis Valley Company March 31, 2016
Investor Alert for Vincenzo Pettinicchio, NPFB Europe SRL, Montreal Tickets and World of Tickets March 24, 2016
CSA alerts Canadians: Beware binary options platforms March 23, 2016
Canadian Securities Administrators encourage investors to check before they invest March 16, 2016
March is Fraud Prevention Month: Three steps to protect yourself from investment fraud March 3, 2016
Canadian Securities Regulators Release IIROC Oversight Review Report March 3, 2016
Canadian regulators implement passport expansion and automatic cease trade orders in multiple jurisdictions March 3, 2016
Commission is Kicking off Fraud Prevention Month at the Halifax Library March 2, 2016
Canadian securities regulators adopt amendments to early warning system February 25, 2016
Canadian securities regulators adopt fundamental changes to take-over bid regime February 25, 2016
Canadian securities regulators seek comment on derivatives rule relating to mandatory central counterparty clearing February 24, 2016
Canadian securities regulators enforcement actions instrumental in deterring financial misconduct February 23, 2016
Canadian Securities Regulators seek comment on proposed amendments to derivatives trade reporting rules February 16, 2016
Canadian Securities Regulators Seek Comment on Rules Protecting Customer Collateral for Cleared Derivatives January 21, 2016
Commission issues notice of changes to the NS Securities Act January 15, 2016
Commission Issues Sanctions Against Stratus Financial Group International December 22, 2015
Cease Trade Order Revoked Against BCA Investment Co-operative Ltd. December 18, 2015
Cease Trade Order Issued for BCA Investment Co-operative Ltd December 14, 2015
Canadian Securities Regulators Seek Comments on a Mutual Fund Risk Classification Methodology December 10, 2015
Canadian Securities Regulators require use of SEDAR for certain exempt market filings December 3, 2015
Canadian Securities Regulators Adopt Cooperative Oversight Model for Clearing Agencies and Trade Repositories December 3, 2015
Canadian Securities Regulators Publish New Requirements for Clearing Agencies December 3, 2015
Settlement Agreement Approved for Glenn Francis Dunbar December 2, 2015
Regulators Release Detailed Data on Women on Boards and in Executive Officer Positions November 12, 2015
Canadian securities regulators issue additional guidance related to oil and gas disclosure November 5, 2015
Regulators Publish Crowdfunding Exemption and Registration Framework for Funding Portals November 5, 2015
Investor Alert for BerkleyFX November 5, 2015
Regulators Finalize Offering Memorandum Exemption October 29, 2015
Canadian Securities Regulators Publish Mutual Fund Fees Research October 22, 2015
Investor Alert: Canadian Securities Regulators issue warning about messaging applications being used to entice investors October 20, 2015
Settlement Agreement Approved for TD Waterhouse Inc. October 7, 2015
Canadian securities regulators encourage checking registration before investing October 6, 2015
Regulators Release Results of Compliance With New Disclosure Requirements on Women on Boards and in Executive Officer Position September 28, 2015
Canadian Securities Regulators finalize significant changes to the rights offering regime September 24, 2015
Permanent Cease Trade Order Issued for Timothy MacDonald September 23, 2015
Crowdfunding Public Event in Truro September 22, 2015
Canadian Securities Regulators Seek Comments on Enhancing Regulation and Transparency in the Fixed Income Market September 17, 2015
Canadian Securities Regulators Propose Harmonized Reporting for the Exempt Market August 13, 2015
Settlement Agreement Approved for Quadrus Investment Services Ltd. July 30, 2015
Canadian securities regulators announce results of continuous disclosure reviews for fiscal 2015 July 16, 2015
Commission Reciprocates Permanent Cease Trade Order for Stratus Financial Group International July 10, 2015
Canadian Securities Regulators propose using SEDAR for certain exempt market filings June 30, 2015
Canadian securities regulators streamline disclosure requirements for private foreign securities offerings to certain Canadian investors June 25, 2015
Canadian Securities Regulators Seek Comments on a Summary Disclosure Document and Delivery Regime for Exchange-Traded Mutual Funds June 18, 2015
Canadian Securities Regulators Seek Comments on Application of Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays June 12, 2015
Canadian Securities Regulators Publish Mutual Fund Fee Literature Review June 11, 2015
Investor Alert for FPE Trading and Jean-Smaille Germeil June 11, 2015
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