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Canadian securities regulators propose changes to the offering memorandum prospectus exemption |
September 17, 2020 |
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Decision released on Shirley Locke motion for a stay of penalty decision |
September 16, 2020 |
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Canadian securities regulators provide update on timing of annual report on women on boards and in executive officer positions |
September 15, 2020 |
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Canadian securities regulators seek new members for Mining Technical Advisory and Monitoring Committee |
September 3, 2020 |
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Canadian securities regulators provide comments on the Ontario Capital Markets Modernization Taskforce Consultation Report |
September 3, 2020 |
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Canadian securities regulators publish research on investor knowledge, attitudes and behaviour |
August 27, 2020 |
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Canadian securities regulators reduce regulatory burden related to business acquisition reports |
August 20, 2020 |
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Canadian securities administrators publish final amendments to syndicated mortgage regime |
August 6, 2020 |
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Canadian securities administrators publish IIROC oversight review report |
August 5, 2020 |
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Ontario introduces interim registration and prospectus exemptions to facilitate start-up securities crowdfundingOntario introduces interim registration and prospectus exemptions to facilitate start-up securities crowdfunding |
July 30, 2020 |
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Settlement approved for Silver Spruce Resources Inc. |
July 10, 2020 |
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Investor Alert for GiroFX |
July 9, 2020 |
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Commission warning investors about increase in Forex-related scams |
July 8, 2020 |
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Canadian securities regulators introduce guidance for flexible chief compliance officer arrangements for businesses |
July 2, 2020 |
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Canadian securities regulators release interim report on the CSA 2019-2022 Business Plan |
June 30, 2020 |
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Investor Alert for SBlock-Trade and SblockTrade.Tech |
June 29, 2020 |
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Settlement approved for Rae & Lipskie Investment Counsel Inc. |
June 26, 2020 |
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Canadian securities regulators seek comment on self-regulatory organization framework |
June 25, 2020 |
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Canadian securities regulators collaborate to protect investors and enforce securities law: CSA Fiscal Year 2019/20 Enforcement Report |
June 23, 2020 |
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Securities regulators mark WEAAD with campaign encouraging Canadians to learn and watch for signs of financial abuse of older adults |
June 15, 2020 |
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Canadian securities regulators sign fintech co-operation agreement with the Financial Supervisory Commission of Taiwan |
June 11, 2020 |
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Canadian securities regulators make it easier for portfolio managers to use client relationship management specialists |
June 10, 2020 |
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Canadian securities regulators reinforce disclosure expectations for mining issuers mineral resource estimates |
June 4, 2020 |
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Canadian securities regulators implement mandatory transparency of debt markets |
June 4, 2020 |
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Canadian securities regulators streamline at-the-market distribution regime |
June 4, 2020 |
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Decision released on Gregory Burke application for a hearing and review |
June 3, 2020 |
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Temporary relief from certain regulatory filings available to registrants and unregistered capital markets participants due to COVID-19 |
May 29, 2020 |
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Canadian securities regulators remind issuers of importance of disclosure in financial reporting |
May 29, 2020 |
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Investor Alert for CoinsFM |
May 25, 2020 |
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Canadian securities regulators provide update to investors in response to COVID-19 |
May 21, 2020 |
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Temporary relief from certain regulatory filings available to investment funds and non-investment fund issuers due to COVID-19 |
May 20, 2020 |
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Canadian securities regulators provide temporary relief to public companies with delayed annual meetings due to COVID-19 |
May 1, 2020 |
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Canadian Securities regulators warn public about entity claiming to regulate derivatives |
April 24, 2020 |
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Canadian securities regulators temporarily increase short-term borrowing limits for mutual funds investing in fixed income |
April 17, 2020 |
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Canadian securities administrators adjust implementation date for client focused reforms |
April 16, 2020 |
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Canadian securities administrators provide update on syndicated mortgage regime |
April 16, 2020 |
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Commission launches COVID-19 investing information webpage |
April 9, 2020 |
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Joint statement by Canadian Securities Administrators and Investment Industry Regulatory Organization of Canada on recent volatility in Canadian equity markets |
April 9, 2020 |
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Canadian securities regulators provide update on changes to regulatory work in light of COVID-19 |
April 9, 2020 |
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Investor Alert for Halifax and Associates |
April 6, 2020 |
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Canadian securities regulators publish blanket relief for market participants due to COVID-19 |
March 23, 2020 |
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Canadian securities regulators provide guidance on conducting Annual General Meetings during COVID-19 outbreak |
March 20, 2020 |
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Canadian securities regulators warn public of coronavirus-related investment scams |
March 19, 2020 |
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Canadian securities regulators to provide blanket relief for market participants due to COVID-19 |
March 18, 2020 |
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Commission advises caution regarding communications about investments |
March 17, 2020 |
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Canadian securities regulators provide update on COVID-19 and potential filing delays by reporting issuers |
March 16, 2020 |
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Canadian securities regulators encourage informed investing for Fraud Prevention Month |
March 9, 2020 |
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Canadian securities regulators adopt harmonized pre-file review of prospectuses |
March 5, 2020 |
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Canadian securities regulators propose changes to tackle financial exploitation and diminished mental capacity of older and vulnerable clients |
March 5, 2020 |
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Canadian securities regulators propose new nationally harmonized crowdfunding rules |
February 27, 2020 |
